Jerome A. Pope
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Jerome Andrew Pope, who also goes by Jerome A Pope, was a registered financial professional .
Jerome is a previously registered financial professional and started their career in finance in 1995. Jerome had worked at 3 firms and has passed the Series 65, Series 63, Series 7, Series 4, Series 53, Series 24 and Series 27 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
March 27, 2003 - October 31, 2008
CW SECURITIES, LLC
May 21, 1996 - April 1, 2003
LANDOAK SECURITIES, LLC
February 15, 1995 - May 13, 1996
EQUITY SERVICES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
CW SECURITIES, LLC
CRD#: 124496 / SEC#: , 8-65683
Contact information
FINRA licenses (9 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 224 |
| AUM (Assets Under Management) | $ 103,539,085 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
