James V. Cammarato

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CRD#: 2582470

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

James Vincent Cammarato JR was a registered financial professional .

James is a previously registered financial professional and started their career in finance in 1995. James had worked at 5 firms and has passed the Series 65, Series 63, SIE, Series 7, Series 10 and Series 9 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Past

September 1, 2009 - July 31, 2020

AMERICAN INVESTORS GROUP, INC.

CRD#: 10020

MINNETONKA, MN

Past

April 7, 2009 - August 19, 2009

AMERIPRISE FINANCIAL SERVICES, LLC

RIA

CRD#: 6363

MINNEAPOLIS, MN

Past

January 16, 2009 - August 19, 2009

AMERIPRISE FINANCIAL SERVICES, LLC

CRD#: 6363

MINNEAPOLIS, MN

Past

May 5, 2006 - May 7, 2008

WELLS FARGO INVESTMENTS, LLC

RIA

CRD#: 10582

MINNEAPOLIS, MN

Past

May 5, 2006 - May 7, 2008

WELLS FARGO INVESTMENTS, LLC

CRD#: 10582

MINNEAPOLIS, MN

Past

November 2, 2000 - May 10, 2005

WELLS FARGO INVESTMENTS, LLC

CRD#: 10582

SAN FRANCISCO, CA

Past

April 13, 2000 - December 13, 2000

WELLS FARGO BROKERAGE SERVICES, L.L.C.

CRD#: 16100

MINNEAPOLIS, MN

Past

April 12, 2000 - October 29, 2001

WELLS FARGO SECURITIES INC.

CRD#: 17438

SAN FRANCISCO, CA

Past

February 7, 1995 - March 27, 2000

AMERICAN INVESTORS GROUP, INC.

CRD#: 10020

MINNETONKA, MN

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams

State Security Law Exam

IAR

Series 65

Date: 12/8/1999

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 2/17/1995

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 2/6/1995

General Securities Representative Examination

Principal/Supervisory Exam

Series 10

Date: 6/7/2001

General Securities Sales Supervisor - General Module Examination

Principal/Supervisory Exam

Series 9

Date: 5/7/2001

General Securities Sales Supervisor - Options Module Examination

Current Firm

AMERICAN INVESTORS GROUP, INC.

AMERICAN INVESTORS GROUP, INC. | CP SECURITIES, INC.

CRD#: 10020 / SEC#: , 8-38164

Terminated by SEC on 09/29/2020

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Contact information

Main Address

10400 Yellow Circle Dr Suite 102, Minnetonka, MN 55343

Mailing Address

Phone number

(952) 945-9455

Established

Delaware since 09/13/1986

Firm type

Corporation

Fiscal year end

October

# of Employees

Documents

Latest Form ADV

Direct owners and executive officers

Name	Position	CRD#
APOSTLE HOLDINGS CORP.	PARENT CORPORATION
MARQUIS, SCOTT JOHN	CHIEF OPERATING OFFICER/CHIEF FINANCIAL OFFICER	1646673
MYERS, PHILIP JENSS	PRESIDENT	1458723
PETERSON, DANIEL STANTON	CHIEF COMPLIANCE OFFICER	2919745

Regulatory assets under management

Total Number of Accounts	33
AUM (Assets Under Management)	$ 6,208,730

Disclosures

Regulatory Event

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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James V. Cammarato

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary)

Certified licenses

Experience

AMERIPRISE FINANCIAL SERVICES, LLC

AMERIPRISE FINANCIAL SERVICES, LLC

WELLS FARGO INVESTMENTS, LLC

WELLS FARGO INVESTMENTS, LLC

WELLS FARGO INVESTMENTS, LLC

WELLS FARGO BROKERAGE SERVICES, L.L.C.

WELLS FARGO SECURITIES INC.

AMERICAN INVESTORS GROUP, INC.

State Registrations and Notice Filings

Exams

Series 65

Date: 12/8/1999

Series 63

Date: 2/17/1995

SIE

Date: 10/1/2018

Series 7

Date: 2/6/1995

Series 10

Date: 6/7/2001

Series 9

Date: 5/7/2001

Current Firm

AMERICAN INVESTORS GROUP, INC.

Contact information

Documents

Direct owners and executive officers

Regulatory assets under management

Disclosures

Red Flags

Company Information

AMERICAN INVESTORS GROUP, INC.

TRUST BUT VERIFY

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