Monique R. Marshall
Professional summary
Monique Renee Marshall, AIF® is a registered financial advisor currently at LIFE BY DESIGN INVESTMENT ADVISORY SERVICES located in Dana Point, California.
Monique is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1995. Monique has worked at 13 firms and has passed the Series 66, Series 63, SIE, Series 7, Series 6, Series 51 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Monique Renee Marshall's CRS (Customer Relationship Summary).
Certified licenses
Experience
May 16, 2019 - Present
LIFE BY DESIGN INVESTMENT ADVISORY SERVICES
Office #1: 34179 Golden Lantern Suite 101-e, Dana Point, CA 92629December 17, 2015 - July 26, 2019
ADVISORY SERVICES NETWORK
July 22, 2015 - December 17, 2015
LIFE BY DESIGN ADVISORY SERVICES
May 10, 2013 - December 23, 2015
J. W. COLE ADVISORS, INC.
May 10, 2013 - December 23, 2015
J.W. COLE FINANCIAL, INC.
April 19, 2010 - May 10, 2013
FINANCIAL ADVISERS OF AMERICA, LLC
April 15, 2010 - May 10, 2013
FINANCIAL ADVISERS OF AMERICA, LLC
January 2, 2009 - April 16, 2010
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC
June 21, 2004 - January 2, 2009
RAYMOND JAMES FINANCIAL SERVICES, INC.
June 17, 2004 - April 16, 2010
RAYMOND JAMES FINANCIAL SERVICES, INC.
May 31, 2002 - June 18, 2004
CROWN CAPITAL SECURITIES, L.P.
October 16, 2000 - June 18, 2004
CROWN CAPITAL SECURITIES, L.P.
April 14, 2000 - October 19, 2000
SUNAMERICA SECURITIES, INC.
January 1, 1999 - May 2, 2000
WAMU INVESTMENTS, INC.
February 20, 1998 - January 1, 1999
GRIFFIN FINANCIAL SERVICES
April 5, 1995 - March 7, 1998
FIMCO SECURITIES GROUP, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Highlighted states indicate IAR registrations
(5/16/2019)
Exams
Current Firm
LIFE BY DESIGN INVESTMENT ADVISORY SERVICES
CRD#: 301816 / SEC#:
Contact information
Regulatory assets under management
| Total Number of Accounts | 136 |
| AUM (Assets Under Management) | $ 48,030,554 |
Red Flags
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Company Information
LIFE BY DESIGN INVESTMENT ADVISORY SERVICES
CRD#: 301816Dana Point, CA 92629TRUST BUT VERIFY
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