Leonard A. Hagan
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Leonard Allan Hagan was a registered financial professional .
Leonard is a previously registered financial professional and started their career in finance in 1995. Leonard had worked at 41 firms and has passed the Series 63, Series 99TO, SIE and Series 27 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
October 15, 2019 - April 28, 2021
SPOKE REAL ESTATE FINANCIAL, LLC
June 7, 2016 - June 18, 2019
SPOKE FINANCIAL, LLC
April 24, 2014 - April 15, 2021
CORE FINANCIAL, LLC
March 7, 2014 - January 12, 2016
MCCRACKEN ADVISORY PARTNERS CORPORATION
September 24, 2013 - December 18, 2015
O'BRIEN & SHEPARD, INC.
January 6, 2012 - April 25, 2013
ATON SECURITIES INC.
December 7, 2011 - October 24, 2013
AGILE PT GROUP LLC
June 9, 2009 - July 8, 2013
HFG HEALTHCO SECURITIES
April 20, 2009 - March 11, 2010
COASTAL TRADE SECURITIES, LLC
January 7, 2009 - November 13, 2009
AVATAR SECURITIES, LLC
October 9, 2008 - April 22, 2020
LIVINGSTON SECURITIES, LLC
June 6, 2007 - February 19, 2010
EMPIRE ASSET MANAGEMENT COMPANY
February 2, 2006 - August 6, 2007
BLAYLOCK & COMPANY, INC.
June 30, 2005 - March 22, 2007
CAPFI PARTNERS LLC
January 3, 2005 - January 10, 2005
RIDGEWAY & CONGER, INC.
January 3, 2005 - January 10, 2005
CLAYTON LOWELL, & CONGER INC
June 4, 2004 - November 17, 2017
AURIA SERVICES CORP.
July 14, 2003 - October 23, 2003
ORMES CAPITAL MARKETS, INC.
April 4, 2003 - December 12, 2007
AVALON PARTNERS, INC.
August 6, 2002 - March 1, 2004
STACEY BRAUN FINANCIAL SERVICES, INC.
November 13, 2001 - January 31, 2013
DANSKE MARKETS INC.
October 12, 2001 - November 25, 2003
INSTITUTIONAL EDGE, L.L.C.
July 30, 2001 - November 26, 2001
GUGGENHEIM DISTRIBUTORS, LLC
July 30, 2001 - May 20, 2010
MALLORY CAPITAL GROUP, LLC
July 26, 2001 - January 24, 2002
BENNETT, MULLANEY & CO., INC.
February 9, 2001 - February 24, 2003
MAGNA
July 21, 2000 - March 22, 2001
FALKENBERG CAPITAL CORPORATION
March 30, 2000 - December 6, 2000
WINTRADE, INC.
February 2, 2000 - January 11, 2002
PEREZ & ASSOCIATES, LLC
July 27, 1999 - March 7, 2000
BERKSHIRE SECURITIES, INC.
August 12, 1998 - March 30, 1999
BELL INVESTMENT GROUP, INC.
April 30, 1997 - November 26, 1997
EDGETRADE LLC
February 14, 1997 - December 13, 2005
ADELPHIA CAPITAL, LLC
January 10, 1997 - March 12, 1997
JOHN THOMAS FINANCIAL
December 20, 1996 - May 22, 1997
CARREDEN GROUP, INC.
May 17, 1996 - January 6, 1999
J. P. GIBBONS & CO., INC.
November 28, 1995 - January 2, 2001
MASON HILL & CO., INC.
October 13, 1995 - December 3, 1997
FIRST MADISON SECURITIES, INC.
July 6, 1995 - April 12, 1996
CORTLANDT CAPITAL CORPORATION
March 27, 1995 - January 27, 2000
MCFADDEN, FARRELL & SMITH, L.P.
March 8, 1995 - August 25, 1995
ATLANTIC GENERAL FINANCIAL CORP.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 99TO
Date: 1/2/2023
Operations Professional ExaminationCurrent Firm
SPOKE REAL ESTATE FINANCIAL, LLC
CRD#: 304994 / SEC#: , 8-70381
Contact information
Documents
Red Flags
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