MA
Mir Z. Ali
VELERITY GROUP
Great Falls , VA
Some features on this profile are disabled
CRD#: 2582036
MA
Professional summary
Mir Zulfekar Ali, who also goes by Zulfe Ali, is a registered financial professional currently at VELERITY GROUP, INC. located in Great Falls , Virginia.
Mir is registered as a RR (Registered Representative) and started their career in finance in 1995. Mir has worked at 6 firms and has passed the Series 63, Series 65, Series 7TO, SIE, Series 7, Series 14 and Series 24 exams.
Question & Answer
Are you a "fiduciary"?
No
Aliases
Zulfe Ali
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
(1) Three Oaks Holding, LLC. I am owner, Member and Manager of the entity. The entity was established in August 2021 by myself and is incorporated as a limited liability company in the state of Wyoming. The business address of Three Oaks Holding, LLC is 10431 New Ascot Dr, Great Falls, VA 22066. Three Oaks Holding, LLC is a holding company which owns 100% direct equity stake of Velerity Group, inc. Other than the investment in Velerity Group, Inc., Three Oaks Holding, LLC is not actively involved in other investment activity. I devote approximately 2 hours per month (all during non-trading hours) to the business of Three Oaks Holding, LLC. The nature of my duties for the entity is fully administrative. (2) Zenith View LLC located at 10431 New Ascot Dr Great Falls, VA 22066. Start Date: January 18, 2024. Zenith View LLC provides consulting services and advice to businesses on subjects including corporate finance, capital raising strategy and investor relations. Investment related. My role is owner and managing member of Zenith View LLC. Responsibilities are to execute on contracts for consulting services and advice to other firms. 15 hours per week expected on average with approximately 50% of these hours will occur during the Firm's normal business hours. The rest will occur outside of these hours. (3) Access Alternative Investments, Inc. Investment-related. The address of Access Alternative Investments is 515 East Las Olas Blvd, Suite 920 Fort Lauderdale, FL 33301. Zenith View LLC will provide business development services to Access as an independent contractor. As part of this engagement, Mir Z. Ali, in his capacity as CEO of Zenith View, will be assigned the title of Managing Director, Business Development of Access. Start Date: January 18, 2024. 15 hours per week expected on average with approximately 50% of these hours will occur during the Firm's normal business hours. The rest will occur outside of these hours. Zenith View LLC provides consulting services and advice to businesses on subjects including corporate finance, business development and investor relations.
CRS (Client Relationship Summary) - BD
Click below to view Mir Zulfekar Ali's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
April 4, 2022 - Present
VELERITY GROUP, INC.
BD
CRD#: 42869
Great Falls , VA
Past
August 9, 2022 - December 31, 2024
VELERITY WEALTH, LLC
RIA
CRD#: 317499
GREAT FALLS, VA
Past
October 1, 2008 - March 16, 2009
J.P. MORGAN SECURITIES LLC
BD
CRD#: 79
NEW YORK, NY
Past
September 17, 2002 - October 1, 2008
J.P. MORGAN SECURITIES INC.
BD
CRD#: 18718
NEW YORK, NY
Past
October 1, 1997 - May 23, 2000
BANC OF AMERICA SECURITIES LLC
BD
CRD#: 26091
NEW YORK, NY
Past
March 27, 1995 - October 1, 1997
MONTGOMERY SECURITIES
BD
CRD#: 4357
SAN FRANCISCO, CA
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(10/14/2022)
RR
Alaska(8/2/2022)
RR
Arizona(8/17/2022)
RR
Arkansas(8/10/2022)
RR
California(7/25/2022)
RR
Colorado(8/11/2022)
RR
Connecticut(8/5/2022)
RR
Delaware(7/13/2022)
RR
District of Columbia(12/1/2022)
RR
Florida(6/20/2022)
RR
Georgia(8/19/2022)
RR
Hawaii(9/9/2022)
RR
Idaho(6/27/2022)
RR
Illinois(11/22/2022)
RR
Indiana(12/1/2022)
RR
Iowa(7/1/2022)
RR
Kansas(7/14/2022)
RR
Kentucky(6/27/2022)
RR
Louisiana(6/27/2022)
RR
Maine(9/6/2022)
RR
Maryland(7/12/2022)
RR
Massachusetts(10/11/2022)
RR
Michigan(8/26/2022)
RR
Minnesota(9/13/2022)
RR
Mississippi(6/27/2022)
RR
Missouri(11/28/2023)
RR
Montana(7/13/2022)
RR
Nebraska(8/12/2022)
RR
Nevada(9/1/2022)
RR
New Hampshire(11/16/2022)
RR
New Jersey(10/4/2022)
RR
New Mexico(12/13/2022)
RR
New York(6/26/2022)
RR
North Carolina(6/20/2022)
RR
North Dakota(8/9/2022)
RR
Ohio(7/12/2022)
RR
Oklahoma(7/26/2022)
RR
Oregon(8/22/2022)
RR
Pennsylvania(8/9/2022)
RR
Puerto Rico(9/1/2022)
RR
Rhode Island(7/5/2022)
RR
South Carolina(9/2/2022)
RR
South Dakota(9/1/2022)
RR
Tennessee(8/2/2022)
RR
Texas(8/26/2022)
RR
Utah(7/20/2022)
RR
Vermont(9/13/2022)
RR
Virginia(8/13/2022)
RR
Washington(9/1/2022)
RR
West Virginia(8/3/2022)
RR
Wisconsin(7/11/2022)
RR
Wyoming(9/7/2022)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
RR
Series 7TO
Date: 4/4/2022
General Securities Representative ExaminationGeneral Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA
Current Firm
VG
VELERITY GROUP, INC.
CAROLINA SECURITIES, INC. | VELERITY GROUP, INC. | VELERITY GROUP
CRD#: 42869 / SEC#: , 8-50043
BD
Broker-Dealer Firm Regulated by FINRA (Philadelphia district office)
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Contact information
Main Address
10431 New Ascot Drive, Great Falls, VA 22066
Mailing Address
10431 New Ascot Drive, Great Falls, VA 22066
Phone number
(703) 383-4330
Established
North Carolina since 01/22/1996
Firm type
Corporation
Fiscal year end
December
Firm Size
Small
# of Employees
FINRA licenses (52 States and Territories)
Disclosures
| Regulatory Event | 1 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
