Stephanie D. Adderley
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Stephanie Dianne Adderley, who also goes by Stephanie D Ferguson, was a registered financial professional .
Stephanie is a previously registered financial professional and started their career in finance in 1995. Stephanie had worked at 1 firm and has passed the Series 63 and Series 6 exams.
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Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
April 13, 1995 - November 22, 1996
GRIFFIN FINANCIAL SERVICES
State Registrations and Notice Filings
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Exams
Current Firm
GRIFFIN FINANCIAL SERVICES
CRD#: 10823 / SEC#: , 8-28223
Contact information
Documents
Red Flags
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