Lori K. Oblinger

EMPOWER FINANCIAL ADVISORY

Glastonbury, CT 06033

Some features on this profile are disabled

CRD#: 2581746

Professional summary

Lori Kathryn Oblinger, CFP®, who also goes by Lori Kathryn Goeckler, Lori Goeckler, is a registered financial advisor currently at EMPOWER FINANCIAL ADVISORY, LLC located in Glastonbury, Connecticut.

Lori is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1997. Lori has worked at 8 firms and has passed the Series 66, Series 63, SIE, Series 7 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Lori Kathryn Goeckler | Lori Goeckler

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

INSURANCE SALES POSITION: Producer NATURE: Insurance sales INVESTMENT RELATED: Yes NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 1 START DATE: 09/15/2020 ADDRESS: 655 Winding Brook Drive, Glastonbury CT 06033, United States DESCRIPTION: When insurance is needed, we can fill the need.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Lori Kathryn Oblinger's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Experience

Current

August 10, 2021 - Present

EMPOWER FINANCIAL ADVISORY, LLC

Office #1: 655 Winding Brook Drive, Glastonbury, CT 06033

RIA

CRD#: 313968

Glastonbury, CT

Past

September 18, 2020 - July 2, 2021

SECURITIES AMERICA, INC.

CRD#: 10205

Glatonbury, CT

Past

September 28, 2018 - September 18, 2020

SECURITIES SERVICE NETWORK, LLC

CRD#: 13318

Glatonbury, CT

Past

January 2, 2014 - May 21, 2018

COMMONWEALTH FINANCIAL NETWORK

RIA

CRD#: 8032

GLASTONBURY, CT

Past

September 30, 2013 - May 21, 2018

COMMONWEALTH FINANCIAL NETWORK

CRD#: 8032

GLASTONBURY, CT

Past

November 4, 2008 - July 8, 2009

AMERICAN GENERAL EQUITY SERVICES CORPORATION

CRD#: 5435

HARTFORD, CT

Past

October 30, 2006 - June 18, 2008

NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC

RIA

CRD#: 2881

GLASTONBURY, CT

Past

October 26, 2006 - June 18, 2008

NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC

CRD#: 2881

GLASTONBURY, CT

Past

April 15, 2003 - September 8, 2006

SECURITIES AMERICA, INC.

CRD#: 10205

GLASTONBURY, CT

Past

October 25, 2000 - February 25, 2003

VERAVEST INVESTMENTS, INC.

CRD#: 3960

WORCESTER, MA

Past

November 5, 1999 - August 11, 2000

ADVEST, INC.

CRD#: 10

HARTFORD, CT

Past

January 20, 1997 - November 15, 1999

VERAVEST INVESTMENTS, INC.

CRD#: 3960

WORCESTER, MA

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

EMPOWER FINANCIAL ADVISORY, LLC

CRD#: 313968 / SEC#: 801-121271

RIA

Registered Investment Advisory firm - (5/21/2021 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Connecticut
(8/10/2021)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 10/21/2013

Uniform Combined State Law Examination

State Security Law Exam

Series 63

Date: 3/3/2000

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 9/30/2013

General Securities Representative Examination

Principal/Supervisory Exam

Series 24

Date: 3/8/2004

General Securities Principal Examination

Current Firm

EMPOWER FINANCIAL ADVISORY, LLC

CRD#: 313968 / SEC#: 801-121271

RIA

Registered Investment Advisory firm - (5/21/2021 Approved)

Upgrade to AdvisorCheck Premium

Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.

Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.

See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information

Main Address

655 Winding Brook Drive, Glastonbury, CT 06033

Mailing Address

Phone number

(860) 494-2600

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (5 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

EMPOWER DISCLOSURE BROCHURE AND BROCHURE SUPPLEMENTS (2/7/2025)

Regulatory assets under management

Total Number of Accounts	1,369
AUM (Assets Under Management)	$ 535,018,387

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Similar Advisors

Samuel Kaplowitz

BREACHWAY INVESTMENTS, LLC

IAR

West Hartford, CT

Richard Rake

FINANCIAL RESOURCES GROUP, LLC

IAR

GLASTONBURY, CT

We're Here To Help

Advisor Monitoring

Firm Stability Insights

Lori K. Oblinger

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Lori Kathryn Oblinger's CRS (Customer Relationship Summary).

Certified licenses

Experience

SECURITIES AMERICA, INC.

SECURITIES SERVICE NETWORK, LLC

COMMONWEALTH FINANCIAL NETWORK

COMMONWEALTH FINANCIAL NETWORK

AMERICAN GENERAL EQUITY SERVICES CORPORATION

NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC

NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC

SECURITIES AMERICA, INC.

VERAVEST INVESTMENTS, INC.

ADVEST, INC.

VERAVEST INVESTMENTS, INC.

Primary Firm SEC Registration

EMPOWER FINANCIAL ADVISORY, LLC

State Registrations and Notice Filings

Exams

Series 66

Date: 10/21/2013

Series 63

Date: 3/3/2000

SIE

Date: 10/1/2018

Series 7

Date: 9/30/2013

Series 24

Date: 3/8/2004

Current Firm

EMPOWER FINANCIAL ADVISORY, LLC

Contact information

SEC notice filing (5 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

EMPOWER FINANCIAL ADVISORY, LLC

TRUST BUT VERIFY

Similar Advisors