Christian H. Corts

FNBB CAPITAL MARKETS

Birmingham, AL 35209

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CRD#: 2581628

Professional summary

Christian Haas Corts, who also goes by Chris Corts, is a registered financial advisor currently at FNBB CAPITAL MARKETS, LLC located in Birmingham, Alabama.

Christian is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1995. Christian has worked at 7 firms and has passed the Series 65, Series 66, Series 63, Series 99TO, Series 52TO, SIE, Series 31, Series 7, Series 2, Series 53 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Chris Corts

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

ALABAMA CITIZENS FOR CONSTITUTIONAL REFORM; BOARD MEMBER; SINCE 03/01/09; SPENDS 1 HOUR/QUARTER AND 0 HOUR DURING SECURITIES TRADING HOURS; DUTIES INCLUDE ATTENDING QUARTERLY CONFERENCE CALLS, PROVIDING INPUT, VOTING ON ISSUES THAT AFFECT THE ORGANIZATION

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Christian Haas Corts's CRS (Customer Relationship Summary).

CRS (Client Relationship Summary) - BD

Click below to view Christian Haas Corts's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

August 2, 2017 - Present

FNBB CAPITAL MARKETS, LLC

Office #1: 600 University Park Place Suite 380, Birmingham, AL 35209

RIA

CRD#: 132091

Birmingham, AL

Current

April 14, 2015 - Present

FNBB CAPITAL MARKETS, LLC

Office #1: 600 University Park Place Suite 380, Birmingham, AL 35209

RIA

CRD#: 132091

Birmingham, AL

Past

December 2, 2013 - April 6, 2015

OSAIC FA, INC.

RIA

CRD#: 3978

BIRMINGHAM, AL

Past

December 2, 2013 - April 6, 2015

OSAIC FA, INC.

CRD#: 3978

BIRMINGHAM, AL

Past

June 18, 2013 - November 5, 2013

KESTRA INVESTMENT SERVICES, LLC

RIA

CRD#: 42046

AUSTIN, TX

Past

May 15, 2013 - November 5, 2013

KESTRA INVESTMENT SERVICES, LLC

CRD#: 42046

AUSTIN, TX

Past

December 8, 2010 - April 15, 2013

CONCOURSE FINANCIAL GROUP SECURITIES, INC.

RIA

CRD#: 15708

BIRMINGHAM, AL

Past

November 5, 2010 - April 15, 2013

CONCOURSE FINANCIAL GROUP SECURITIES, INC.

CRD#: 15708

BIRMINGHAM, AL

Past

September 15, 2009 - December 8, 2010

MORGAN STANLEY

RIA

CRD#: 149777

BIRMINGHAM, AL

Past

September 15, 2009 - December 8, 2010

MORGAN STANLEY

CRD#: 149777

BIRMINGHAM, AL

Past

January 13, 2004 - September 8, 2009

NBC SECURITIES, INC.

RIA

CRD#: 17870

BIRMINGHAM, AL

Past

January 16, 2003 - September 8, 2009

NBC SECURITIES, INC.

CRD#: 17870

BIRMINGHAM, AL

Past

July 13, 1995 - October 2, 2003

QUINTUS ASSET MANAGEMENT INC

RIA

CRD#: 106907

BIRMINGHAM , AL

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Alabama
(4/14/2015)

IAR

Alabama
(8/2/2017)

Arizona
(4/16/2015)

Arkansas
(4/16/2015)

California
(4/16/2015)

Colorado
(4/16/2015)

Connecticut
(4/25/2018)

Delaware
(4/16/2015)

District of Columbia
(4/16/2015)

Florida
(4/16/2015)

Georgia
(4/16/2015)

Hawaii
(4/27/2018)

Illinois
(4/16/2015)

Indiana
(4/16/2015)

Iowa
(3/19/2018)

Kentucky
(4/16/2015)

Louisiana
(4/16/2015)

IAR

Louisiana
(8/3/2017)

Maine
(3/30/2018)

Maryland
(4/16/2015)

Massachusetts
(4/16/2015)

Michigan
(6/4/2018)

Minnesota
(4/16/2015)

Mississippi
(4/16/2015)

IAR

Mississippi
(9/6/2017)

Missouri
(4/18/2018)

Montana
(6/26/2018)

Nevada
(3/8/2018)

New Hampshire
(7/9/2018)

New Jersey
(4/16/2015)

New Mexico
(5/22/2019)

New York
(4/16/2015)

North Carolina
(4/16/2015)

Ohio
(4/16/2015)

Oklahoma
(4/16/2015)

Oregon
(6/5/2018)

Pennsylvania
(4/16/2015)

South Carolina
(4/16/2015)

Tennessee
(4/16/2015)

IAR

Tennessee
(8/9/2017)

Texas
(4/16/2015)

Utah
(6/1/2018)

Vermont
(6/8/2018)

Virginia
(4/16/2015)

Washington
(6/6/2018)

West Virginia
(4/16/2015)

Wisconsin
(4/16/2015)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

IAR

Series 65

Date: 6/29/2017

Uniform Investment Adviser Law Examination

State Security Law Exam

IAR

Series 66

Date: 9/28/2004

Uniform Combined State Law Examination

State Security Law Exam

Series 63

Date: 6/27/1995

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 99TO

Date: 1/2/2023

Operations Professional Examination

General Industry/Product Exam

Series 52TO

Date: 1/2/2023

Municipal Securities Representative Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 31

Date: 11/25/2009

Futures Managed Funds Examination

General Industry/Product Exam

Series 7

Date: 1/15/2003

General Securities Representative Examination

General Industry/Product Exam

Series 2

Date: 6/27/1995

Non-Member General Securities Examination

Principal/Supervisory Exam

Series 53

Date: 12/1/2016

Municipal Securities Principal Examination

Principal/Supervisory Exam

Series 24

Date: 12/10/2013

General Securities Principal Examination

SRO Registrations

FINRA

Current Firm

FNBB CAPITAL MARKETS, LLC

CRD#: 132091 / SEC#: , 8-66553

Alabama

Registered Investment Advisory firm - SEC (8/2/2017 Approved)

Louisiana

Registered Investment Advisory firm - SEC (8/3/2017 Approved)

Mississippi

Registered Investment Advisory firm - SEC (9/6/2017 Approved)

Tennessee

Registered Investment Advisory firm - SEC (8/7/2017 Approved)

Broker-Dealer Firm Regulated by FINRA (New Orleans district office)

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Contact information

Main Address

600 University Park Place Suite 380, Birmingham, AL 35209

Mailing Address

600 University Park Place Suite 380, Birmingham, AL 35209

Phone number

(205) 262-2522

Established

Louisiana since 11/24/2003

Firm type

Limited Liability Company

Fiscal year end

December

Firm Size

Small

# of Employees

FINRA licenses (43 States and Territories)

Documents

Customer Relationship Summary (CRS / FINRA)

Latest Form ADV

Direct owners and executive officers

Name	Position	CRD#
FIRST NATIONAL BANKER'S BANKSHARES, INC.	PARENT COMPANY
BOUDREAUX, LAURA J.	PRINCIPAL/CHIEF COMPLIANCE OFFICER/CFO/FINOP/AML OFFICER/PRINCIPAL FINANCIAL OFFICER	4823412
CORTS, CHRISTIAN HAAS	PRESIDENT/CHIEF EXECUTIVE OFFICER/DESIGNATED PRINCIPAL/EVP/CHIEF OPERATING OFFICER/PRINCIPAL OPERATIONS OFFICER	2581628
QUINLAN, JOSEPH FRANCIS JR	MEMBER	1579877

Disclosures

Regulatory Event

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Contact information

xxxxx@xxxx.xxx

Similar Advisors

Martin Wheeler

OSAIC WEALTH, INC.

IAR

Birmingham, AL

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Advisor Monitoring

Firm Stability Insights

Christian H. Corts

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Christian Haas Corts's CRS (Customer Relationship Summary).

CRS (Client Relationship Summary) - BD

Click below to view Christian Haas Corts's CRS (Customer Relationship Summary).

Certified licenses

Experience

FNBB CAPITAL MARKETS, LLC

OSAIC FA, INC.

OSAIC FA, INC.

KESTRA INVESTMENT SERVICES, LLC

KESTRA INVESTMENT SERVICES, LLC

CONCOURSE FINANCIAL GROUP SECURITIES, INC.

CONCOURSE FINANCIAL GROUP SECURITIES, INC.

MORGAN STANLEY

MORGAN STANLEY

NBC SECURITIES, INC.

NBC SECURITIES, INC.

QUINTUS ASSET MANAGEMENT INC

State Registrations and Notice Filings

Exams

Series 65

Date: 6/29/2017

Series 66

Date: 9/28/2004

Series 63

Date: 6/27/1995

Series 99TO

Date: 1/2/2023

Series 52TO

Date: 1/2/2023

SIE

Date: 10/1/2018

Series 31

Date: 11/25/2009

Series 7

Date: 1/15/2003

Series 2

Date: 6/27/1995

Series 53

Date: 12/1/2016

Series 24

Date: 12/10/2013

FINRA

Current Firm

FNBB CAPITAL MARKETS, LLC

Contact information

FINRA licenses (43 States and Territories)

Documents

Direct owners and executive officers

Disclosures

Red Flags

Company Information

FNBB CAPITAL MARKETS, LLC

TRUST BUT VERIFY

Contact information

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