Santino Blumetti
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Santino Blumetti was a registered financial professional .
Santino is a previously registered financial professional and started their career in finance in 1999. Santino had worked at 4 firms and has passed the Series 66, Series 63, Series 55, Series 7 and Series 3 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
December 3, 2007 - August 27, 2021
RIMROCK CAPITAL MANAGEMENT LLC
January 24, 2005 - July 17, 2006
TCW FUNDS DISTRIBUTORS LLC
January 6, 2003 - August 22, 2003
FIRST NEW YORK SECURITIES L.L.C.
October 21, 1999 - November 11, 2002
GOLDMAN SACHS & CO. LLC
Primary Firm SEC Registration
RIMROCK CAPITAL MANAGEMENT LLC
CRD#: 120410 / SEC#: 801-65109
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 55
Date: 11/24/1999
Limited Representative-Equity Trader ExamCurrent Firm
RIMROCK CAPITAL MANAGEMENT LLC
CRD#: 120410 / SEC#: 801-65109
Contact information
SEC notice filing (1 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 20 |
| AUM (Assets Under Management) | $ 4,023,028,710 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
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