Lance W. Turner
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Lance Wilton Turner was a registered financial professional .
Lance is a previously registered financial professional and started their career in finance in 1995. Lance had worked at 6 firms and has passed the Series 65, Series 63, SIE, Series 7 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
June 8, 2006 - December 31, 2014
ROSETTA FINANCIAL ADVISORS, INC.
March 28, 2005 - April 13, 2016
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.
January 29, 2004 - December 31, 2005
ROSETTA FINANCIAL ADVISORS, INC.
November 27, 2002 - March 28, 2005
CAMBRIDGE INVESTMENT RESEARCH, INC.
November 27, 2002 - April 13, 2016
CAMBRIDGE INVESTMENT RESEARCH, INC.
October 1, 2001 - November 26, 2002
SECURIAN FINANCIAL SERVICES, INC.
December 1, 1998 - December 5, 2002
RF ADVISORS LLC
May 26, 1998 - December 5, 2002
RENAISSANCE FINANCIAL CORPORATE EDUCATION LLC
January 25, 1995 - November 26, 2002
SECURIAN FINANCIAL SERVICES, INC.
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Current Firm
ROSETTA FINANCIAL ADVISORS, INC.
CRD#: 128048 / SEC#:
Contact information
Red Flags
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