Robert J. Stapleton

M1 CAPITAL MANAGEMENT LLC

BLOOMFIELD HILLS, MI 48302

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CRD#: 2581113

Professional summary

Robert James Stapleton JR, who also goes by Bob Stapleton, Robert J Stapleton Jr, Robert J Stapleton, Robert Stapleton, is a registered financial advisor currently at M1 CAPITAL MANAGEMENT LLC located in Bloomfield Hills, Michigan.

Robert is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2000. Robert has worked at 6 firms and has passed the Series 65 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Bob Stapleton | Robert J Stapleton Jr | Robert J Stapleton | Robert Stapleton

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

CART INVESTMENTS INVESTMENT-RELATED AN LLP THAT INVESTS IN REAL ESTATE AND REAL ESTEATE RELATED INVESTMENTS 928 N CRANBROOK ROAD BLOOMFIELD HILLS, MI 48301 PARTNER CART IS THE SUCCESSOR PARTNERSHIP TO LBI INVESTMENTS WHICH WAS STARTED APRIL 2011. 1-2 HOURS A MONTH ARE DEVOTED TO THE OTHER BUSINESS. Hawk Partners LLC Investment-Related An LLC that makes residential and commercial real estate loans and owns residential and commercial real estate. 928 N CRANBROOK ROAD BLOOMFIELD HILLS, MI 48301 Partner November 2010 Approximately 1-2 hours a month are devoted to this business. Hawk Investment LLC - an investment related LLC through which Robert is employed by M1 Capital Management. 928 N CRANBROOK ROAD BLOOMFIELD HILLS, MI 48301 Partner Approximately 1 hour a month is devoted to this business outside of the responsibilities for M1 which are contracted through this LLC.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Robert James Stapleton JR's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

September 16, 2011 - Present

M1 CAPITAL MANAGEMENT LLC

Office #1: 7 West Square Lake Road, Suite 112, Bloomfield Hills, MI 48302

RIA

CRD#: 158269

BLOOMFIELD HILLS, MI

Past

June 29, 2011 - September 13, 2011

THINKORSWIM ADVISORS, INC.

RIA

CRD#: 111046

CHICAGO, IL

Past

May 26, 2010 - July 20, 2011

TD AMERITRADE, INC.

CRD#: 7870

BLOOMFIELD HILLS, MI

Past

May 7, 2002 - May 26, 2010

BELLEVUE CHICAGO, LLC

CRD#: 106069

BLOOMFIELD HILLS, MI

Past

October 8, 2001 - April 3, 2002

LASALLE FINANCIAL SERVICES, INC.

CRD#: 20373

CHICAGO, IL

Past

April 3, 2000 - October 8, 2001

INDEPENDENCE ONE BROKERAGE SERVICES, INC.

CRD#: 17529

FARMINGTON HILLS, MI

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

M1 CAPITAL MANAGEMENT LLC

M1 CAPITAL MANAGEMENT | M1 CAPITAL MANAGEMENT LLP | M1 CAPITAL MANAGEMENT LLC

CRD#: 158269 / SEC#: 801-72578

RIA

Registered Investment Advisory firm - (7/27/2011 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Florida
(10/20/2011)

IAR

Michigan
(9/16/2011)

IAR

Texas
(9/29/2011)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 6/28/2011

Uniform Investment Adviser Law Examination

Principal/Supervisory Exam

Series 24

Date: 8/10/2000

General Securities Principal Examination

Current Firm

M1 CAPITAL MANAGEMENT LLC

M1 CAPITAL MANAGEMENT | M1 CAPITAL MANAGEMENT LLP | M1 CAPITAL MANAGEMENT LLC

CRD#: 158269 / SEC#: 801-72578

RIA

Registered Investment Advisory firm - (7/27/2011 Approved)

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Contact information

Main Address

200 E Big Beaver Rd Ste 132, Troy, MI 48083

Mailing Address

7 West Square Lake Road, Bloomfield Hills, MI 48302

Phone number

(248) 556-4600

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (10 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

M1 CAPITAL MANAGEMENT BROCHURE (8/26/2025)

Regulatory assets under management

Total Number of Accounts	920
AUM (Assets Under Management)	$ 406,039,664

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Robert J. Stapleton

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Robert James Stapleton JR's CRS (Customer Relationship Summary).

Certified licenses

Experience

M1 CAPITAL MANAGEMENT LLC

THINKORSWIM ADVISORS, INC.

TD AMERITRADE, INC.

BELLEVUE CHICAGO, LLC

LASALLE FINANCIAL SERVICES, INC.

INDEPENDENCE ONE BROKERAGE SERVICES, INC.

Primary Firm SEC Registration

M1 CAPITAL MANAGEMENT LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 6/28/2011

Series 24

Date: 8/10/2000

Current Firm

M1 CAPITAL MANAGEMENT LLC

Contact information

SEC notice filing (10 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

M1 CAPITAL MANAGEMENT LLC

TRUST BUT VERIFY

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