Dennis H. Miller
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Dennis Harrison Miller was a registered financial professional .
Dennis is a previously registered financial professional and started their career in finance in 1994. Dennis had worked at 3 firms and has passed the Series 65, Series 2 and Series 26 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 22, 2010 - April 7, 2014
MRA ASSOCIATES
July 22, 2004 - January 22, 2010
MILLER/RUSSELL & ASSOCIATES, INC.
September 1, 1994 - August 6, 2004
MILLER/RUSSELL & ASSOCIATES INC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 2
Date: 7/26/1995
Non-Member General Securities ExaminationCurrent Firm
MRA ASSOCIATES
CRD#: 152734 / SEC#: 801-71045
Contact information
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
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