Richard W. Hall
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Richard Wayne Hall was a registered financial professional .
Richard is a previously registered financial professional and started their career in finance in 1995. Richard had worked at 5 firms and has passed the Series 65, Series 63, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
December 16, 2013 - July 1, 2014
BEACON GATE LLC
March 9, 2011 - June 30, 2014
G-2 TRADING,LLC
August 28, 2009 - March 9, 2011
MADISON PROPRIETARY TRADING GROUP, LLC
April 27, 2006 - September 4, 2009
G-2 TRADING,LLC
July 29, 1999 - June 29, 2006
CARLIN EQUITIES, LLC
March 13, 1995 - June 21, 1999
J.C. BRADFORD & CO.
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Current Firm
BEACON GATE LLC
CRD#: 157987 / SEC#: , 8-68875
Contact information
Documents
Direct owners and executive officers
Disclosures
| Regulatory Event | 1 |
Red Flags
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