David A. Greenberger
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
David Aaron Greenberger was a registered financial professional .
David is a previously registered financial professional and started their career in finance in 1995. David had worked at 9 firms and has passed the Series 63, SIE, Series 55, Series 7, Series 24 and Series 4 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 7, 2014 - July 22, 2015
QUAD SECURITIES LLC
January 7, 2009 - July 30, 2014
QUAD CAPITAL, LLC
April 27, 2007 - December 31, 2008
LIGHTHOUSE FINANCIAL GROUP, LLC
January 17, 2007 - March 19, 2007
HUDSON SECURITIES,INC.
November 18, 1998 - February 6, 2006
KNIGHT CAPITAL AMERICAS, L.P.
March 10, 1998 - August 18, 1998
GLOBAL-AMERICAN INVESTMENTS, INC.
November 3, 1997 - January 29, 1998
ALDEN CAPITAL MARKETS, INC.
May 12, 1997 - November 5, 1997
IIG HORIZONS SECURITIES, LLC
March 24, 1995 - November 22, 1996
SFI INVESTMENTS, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 55
Date: 2/1/2000
Limited Representative-Equity Trader ExamCurrent Firm
QUAD SECURITIES LLC
CRD#: 163463 / SEC#: , 8-69075
Contact information
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| QUAD ADVISORS, LLC | OWNER | |
| ABRAMS, MEREDITH JANE | CHIEF COMPLIANCE OFFICER | |
| RUBACKY, PAUL IGNATIAUS | C.F.O./SMD | 1671097 |
Red Flags
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