Travis Keshemberg

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CRD#: 2580988

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Travis Keshemberg, CFA, who also goes by Travis Lee Keshemberg, was a registered financial professional .

Travis is a previously registered financial professional and started their career in finance in 1995. Travis had worked at 7 firms and has passed the Series 65, Series 63, SIE, Series 3, Series 7, Series 24 and Series 4 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

Travis Lee Keshemberg

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

ST PAUL LUTHERAN CHURCH INC POSITION: Member of Endowment Committee NATURE: Church & School INVESTMENT RELATED: Yes NUMBER OF HOURS: 5 SECURITIES TRADING HOURS: 0 START DATE: 01/01/2000 ADDRESS: 701 Washington Street, Grafton WI 53024, United States DESCRIPTION: Manage investmentAccount. Approve requests for grants. Disburse Funds. SELF - OWN DUPLEX RENTAL PROPERTY POSITION: owner NATURE: I own a two family rental property located in Grafton WI. It involves no investment activity INVESTMENT RELATED: No NUMBER OF HOURS: 2 SECURITIES TRADING HOURS: 0 START DATE: 07/01/1999 ADDRESS: 1050 Arrowhead Road, Grafton WI 53024, United States DESCRIPTION: Manage Property - collect rents and maintain property.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFA

Chartered Financial Analyst

Experience

Past

February 2, 2022 - July 20, 2023

ALLSPRING GLOBAL INVESTMENTS, LLC

RIA

CRD#: 104973

Menomonee Falls, WI

Past

January 30, 2018 - July 20, 2023

ALLSPRING FUNDS MANAGEMENT, LLC

RIA

CRD#: 110841

Menomonee Falls, WI

Past

January 30, 2018 - July 20, 2023

ALLSPRING FUNDS DISTRIBUTOR, LLC

CRD#: 133366

MENOMONEE FALLS, WI

Past

June 25, 2007 - December 31, 2014

ALLSPRING FUNDS MANAGEMENT, LLC

RIA

CRD#: 110841

MENOMONEE FALLS, WI

Past

June 25, 2007 - October 31, 2016

ALLSPRING FUNDS DISTRIBUTOR, LLC

CRD#: 133366

MENOMONEE FALLS, WI

Past

August 4, 2006 - November 30, 2006

NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC

RIA

CRD#: 2881

MILWAUKEE, WI

Past

August 3, 2006 - November 30, 2006

NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC

CRD#: 2881

MILWAUKEE, WI

Past

April 19, 2002 - April 19, 2002

CLEARY GULL INC.

RIA

CRD#: 45309

MILWAUKEE, WI

Past

November 27, 1998 - May 18, 2006

CLEARY GULL INC.

CRD#: 45309

MILWAUKEE, WI

Past

July 11, 1997 - November 27, 1998

CLEARY GULL REILAND & MCDEVITT INC.

CRD#: 18716

MILWAUKEE, WI

Past

January 31, 1995 - April 10, 1997

FIRSTAR INVESTMENT SERVICES,INC.

CRD#: 14536

MORRIS PLAINS, NJ

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

ALLSPRING GLOBAL INVESTMENTS, LLC

ALLSPRING GLOBAL INVESTMENTS, LLC | WELLS CAPITAL MANAGEMENT, LLC | WELLS CAPITAL MANAGEMENT INCORPORATED | WELLS CAPITAL MANAGEMENT INC

CRD#: 104973 / SEC#: 801-21122

RIA

Registered Investment Advisory firm - (4/27/1984 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 2/27/1998

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 1/30/1995

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 3

Date: 9/6/2018

National Commodity Futures Examination

General Industry/Product Exam

Series 7

Date: 1/26/1995

General Securities Representative Examination

Principal/Supervisory Exam

Series 24

Date: 9/29/2003

General Securities Principal Examination

Principal/Supervisory Exam

Series 4

Date: 2/4/2002

Registered Options Principal Examination

Current Firm

ALLSPRING GLOBAL INVESTMENTS, LLC

ALLSPRING GLOBAL INVESTMENTS, LLC | WELLS CAPITAL MANAGEMENT, LLC | WELLS CAPITAL MANAGEMENT INCORPORATED | WELLS CAPITAL MANAGEMENT INC

CRD#: 104973 / SEC#: 801-21122

RIA

Registered Investment Advisory firm - (4/27/1984 Approved)

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Contact information

Main Address

1415 Vantage Park Drive 3rd Floor, Charlotte, NC 28203

Mailing Address

Phone number

+1 (833) 568-4255

Established

Firm type

Fiscal year end

# of Employees

976

SEC notice filing (52 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

ALLSPRING GLOBAL INVESTMENTS LLC 2A BROCHURE - MARCH 24 2025 (3/24/2025)

Regulatory assets under management

Total Number of Accounts	13,122
AUM (Assets Under Management)	$ 457,468,977,821

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Contact information

xxxxx@xxxx.xxx

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Advisor Monitoring

Firm Stability Insights

Travis Keshemberg

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary)

Certified licenses

Experience

ALLSPRING FUNDS MANAGEMENT, LLC

ALLSPRING FUNDS DISTRIBUTOR, LLC

ALLSPRING FUNDS MANAGEMENT, LLC

ALLSPRING FUNDS DISTRIBUTOR, LLC

NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC

NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC

CLEARY GULL INC.

CLEARY GULL INC.

CLEARY GULL REILAND & MCDEVITT INC.

FIRSTAR INVESTMENT SERVICES,INC.

Primary Firm SEC Registration

ALLSPRING GLOBAL INVESTMENTS, LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 2/27/1998

Series 63

Date: 1/30/1995

SIE

Date: 10/1/2018

Series 3

Date: 9/6/2018

Series 7

Date: 1/26/1995

Series 24

Date: 9/29/2003

Series 4

Date: 2/4/2002

Current Firm

ALLSPRING GLOBAL INVESTMENTS, LLC

Contact information

SEC notice filing (52 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

ALLSPRING GLOBAL INVESTMENTS, LLC

TRUST BUT VERIFY

Contact information

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