Kirk F. Ruffler
Professional summary
Kirk Francis Ruffler was barred by the FINRA from acting as a broker or investment advisor or otherwise associating with a broker-dealer firm.
Kirk is a previously registered financial professional and started their career in finance in 1995. Prior to being barred, Kirk had worked at 4 firms, which includes M.A. GILLESPIE INVESTMENT CORP., ROYAL PALM INVESTMENTS LTD., EURO-ATLANTIC SECURITIES INC., CRESSIDA CAPITAL INC.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
July 30, 1997 - September 5, 1997
M.A. GILLESPIE INVESTMENT CORP.
September 3, 1996 - July 29, 1997
ROYAL PALM INVESTMENTS, LTD.
April 26, 1995 - May 3, 1995
EURO-ATLANTIC SECURITIES INC.
April 26, 1995 - September 18, 1996
CRESSIDA CAPITAL, INC
State Registrations and Notice Filings
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Exams
Current Firm
M.A. GILLESPIE INVESTMENT CORP.
CRD#: 10355 / SEC#: , 8-30605
Contact information
Documents
Red Flags
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