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SJ

Stanley Michael Jenkins

CRD# 258090·Registered 1965 - 1995
Previously Registered: Being a previously registered professional could mean that Stanley is no longer operating under the supervision of the SEC or FINRA. That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Professional Summary

Stanley Michael Jenkins, who also goes by Stanley M Jenkins, was a registered financial advisor. Stanley was a previously registered financial professional and started their career in finance 1965 - 1995. Stanley had worked at 18 firms and has passed the Series 63, Series 15, Series 5, Series 000, Series 1, Series 27, Series 4, Series 40 and Series 12 exams.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Stanley M Jenkins

Blog Corner

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

61 years in the financial services industry

Current & Past Employments

AMERICAN TRUST SECURITIES CORPORATION·CRD# 26014
BD
November 23, 1993 - May 24, 1995
STUART, COLEMAN & CO., INC.·CRD# 8642
BD
New York, NY
September 19, 1991 - October 23, 1993
CITIGROUP GLOBAL MARKETS INC.·CRD# 7059
BD
New York, NY
December 12, 1989 - July 15, 1991
BOB HEDGES FINANCIAL SERVICES, INC.·CRD# 19300
BD
Boca Raton, FL
October 9, 1989 - December 12, 1991
WELLSHIRE SECURITIES, INC.·CRD# 17939
BD
April 26, 1989 - December 20, 1989
DEAN, JOHNSON & BURKE SECURITIES, INC.·CRD# 11408
BD
April 12, 1989 - June 20, 1989
STATE STREET SECURITIES, INC.·CRD# 15105
BD
December 6, 1988 - March 9, 1989
WILLIAM M. STANLEY, INC.·CRD# 21202
BD
May 4, 1988 - December 13, 1988
INVESTACORP, INC.·CRD# 7684
BD
Miami, FL
July 30, 1987 - May 23, 1988
JSC SECURITIES, INC.·CRD# 475
BD
August 25, 1986 - May 8, 1987
THOMSON MCKINNON SECURITIES INC.·CRD# 829
BD
August 13, 1984 - August 29, 1986
UBS FINANCIAL SERVICES INC.·CRD# 8174
BD
October 19, 1982 - August 29, 1984
PERSHING LLC·CRD# 7560
BD
January 27, 1982 - October 19, 1982
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED·CRD# 7691
BD
October 24, 1979 - July 29, 1981
PAINE, WEBBER, JACKSON & CURTIS INCORPORATED·CRD# 640
BD
October 10, 1978 - October 27, 1979
MORGAN STANLEY DW INC.·CRD# 7556
BD
February 24, 1978 - November 10, 1978
REYNOLDS SECURITIES, INC.·CRD# 712
BD
February 12, 1974 - February 24, 1978
MERRILL LYNCH, PIERCE, FENNER & SMITH, INC.·CRD# 572
BD
April 6, 1965 - March 23, 1974

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Current Firm

AT
AMERICAN TRUST SECURITIES CORPORATION

AMERICAN INDEPENDENT BROKERS | C-WINS INVESTMENT GROUP, INC. | AMERICAN TRUST SECURITIES CORPORATION

CRD#: 26014 / SEC#: 8-42264
BD
Terminated by SEC on 08/27/1995

Contact Information

Established

Florida since 01/12/1990

Firm Type

Corporation

Fiscal Year End

June

Documents

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Other business activities

Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 63 — Uniform Securities Agent State Law Examination

Passed Apr 1982About the Series 63 exam

Series 15 — Foreign Currency Options Examination

Passed May 1984

Series 5 — Interest Rate Options Examination

Passed Oct 1981

Series 000 — General Securities Principal Examination

Passed Jan 1971

Series 1 — Registered Representative Examination

Passed Apr 1965

Series 27 — Financial and Operations Principal Examination

Passed Feb 1988About the Series 27 exam

Series 4 — Registered Options Principal Examination

Passed Jan 1982About the Series 4 exam

Series 40 — Registered Principal Examination

Passed Sep 1973

Series 12 — NYSE Branch Manager Examination

Passed Sep 1973

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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