Antonio Costanzo
Professional summary
Antonio Costanzo was barred by the FINRA from acting as a broker or investment advisor or otherwise associating with a broker-dealer firm.
Antonio is a previously registered financial professional and started their career in finance in 1995. Prior to being barred, Antonio had worked at 9 firms, which includes TITUS ROCKEFELLER LLC, IFS SECURITIES, NEWPORT COAST SECURITIES INC., WEDBUSH SECURITIES INC., BROOKSTREET SECURITIES CORPORATION, TASIN & COMPANY INC., TAYLOR STUART FINANCIAL INC., WALSH MANNING SECURITIES LLC, MONROE PARKER SECURITIES INC..
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 23, 2013 - March 12, 2015
TITUS ROCKEFELLER, LLC
July 31, 2012 - December 19, 2012
IFS SECURITIES
August 22, 2008 - August 1, 2012
NEWPORT COAST SECURITIES, INC.
June 22, 2007 - July 18, 2008
WEDBUSH SECURITIES INC.
February 6, 2001 - June 25, 2007
BROOKSTREET SECURITIES CORPORATION
October 8, 1998 - February 6, 2001
TASIN & COMPANY, INC.
May 26, 1998 - October 14, 1998
TAYLOR STUART FINANCIAL, INC.
January 22, 1996 - May 26, 1998
WALSH MANNING SECURITIES, LLC
August 7, 1995 - February 7, 1996
MONROE PARKER SECURITIES, INC.
State Registrations and Notice Filings
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Exams
Current Firm
TITUS ROCKEFELLER, LLC
CRD#: 43608 / SEC#: , 8-50333
Contact information
Documents
Disclosures
| Regulatory Event | 4 |
| Arbitration | 1 |
Red Flags
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