Gary R. Schafer
Professional summary
Gary Ray Schafer II, AIF®, who also goes by Gary Ray Schafer, is a registered financial professional currently at KINGSWOOD CAPITAL PARTNERS, LLC located in Atlanta, Georgia.
Gary is registered as a RR (Registered Representative) and started their career in finance in 2004. Gary has worked at 4 firms and has passed the Series 63, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Gary Ray Schafer II's CRS (Customer Relationship Summary).
Certified licenses
Experience
June 15, 2018 - Present
KINGSWOOD CAPITAL PARTNERS, LLC
Office #1: 5600 Glenridge Dr Ne Ste 230 - East, Atlanta, GA 30342January 8, 2018 - June 15, 2018
SGMA CAPITAL MARKETS LIMITED
February 13, 2013 - December 31, 2017
RAYMOND JAMES & ASSOCIATES, INC.
June 23, 2004 - February 13, 2013
MORGAN KEEGAN & COMPANY, LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(6/15/2018)
Exams
FINRA
Current Firm
KINGSWOOD CAPITAL PARTNERS, LLC
CRD#: 288898 / SEC#: , 8-69967
Contact information
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| KINGSWOOD US, LLC | MEMBER | |
| ALSORAIMI, MOHAMED | CCO | 5319490 |
| GOLDEN, JAIME GALIONE | PRESIDENT - BUSINESS DEVELOPMENT AND ACQUISITIONS | 2946822 |
| NESSIM, MICHAEL HASKEL | CEO | 2573543 |
| PITKOFF, DAVID JONATHAN | CFO | 2822280 |
| RAYEVSKIY, VALERIY P | COO | 5788810 |
| ROMERO, MONIQUE VICTORIA | FINOP | 6712654 |
| WILDER, JEREMY MATHEW | CHIEF LEGAL OFFICER | 7080690 |
Red Flags
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