MG
Mitchell E. Glicksman
KESTRA ADVISORY SERVICES
Westerly, RI
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CRD#: 2580633
MG
Professional summary
Mitchell Eric Glicksman, AIF®, CFP® is a registered financial advisor currently at KESTRA ADVISORY SERVICES, LLC located in Westerly, Rhode Island and KESTRA INVESTMENT SERVICES, LLC located in Scottsdale, Arizona.
Mitchell is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1997. Mitchell has worked at 6 firms and has passed the Series 63, SIE, Series 31, Series 7 and Series 24 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
Name: KESTRA ADVISORY SERVICES POSITION: IAR NATURE: Investment advisory services through Kestra Advisory Services, LLC INVESTMENT RELATED: Yes # OF HOURS: 160 SECURITIES TRADING HOURS: 130 START DATE: 09/03/2025 ADDRESS: 5707 Southwest Parkway, Building 2, Suite 400, Austin TX 78735, United States DESCRIPTION: IAR Name: EVERGREEN FINANCIAL ASSOCIATES, LLC POSITION: Member NATURE: Registered rep activities through Kestra Investment Services INVESTMENT RELATED: Yes # OF HOURS: 160 SECURITIES TRADING HOURS: 130 START DATE: 09/03/2025 ADDRESS: 8180 N Hayden Road, Suite D203, Scottsdale AZ 85258, United States DESCRIPTION: Entity created for running my securities and financial planning business. Name: GIMMESHELTER AZ LLC POSITION: Member NATURE: We own a summer home in an LLC. Non-rental. INVESTMENT RELATED: No # OF HOURS: 1 SECURITIES TRADING HOURS: 1 START DATE: 09/03/2025 ADDRESS: 8180 N Hayden Road, Suite D203, Scottsdale AZ 85258, United States DESCRIPTION: Minimal. Pay the mortgage and the bills. Name: EVERGREEN FINANCIAL ASSOCIATES POSITION: member NATURE: Insurance INVESTMENT RELATED: No # OF HOURS: 2 SECURITIES TRADING HOURS: 1 START DATE: 09/03/2025 ADDRESS: 8180 N Hayden Road, Suite D203, Scottsdale AZ 85258, United States DESCRIPTION: Sell and service fixed insurance. Name: MITCH GLICKSMAN POSITION: referrer NATURE: I have given a recruiter some referrals and he wants to compensate me. INVESTMENT RELATED: No # OF HOURS: 0 SECURITIES TRADING HOURS: 0 START DATE: 04/01/2025 ADDRESS: 9735 East Jagged Peak Road, Scottsdale AZ 85262, United States DESCRIPTION: No duties. I have given a recruiter some referrals and he wants to compensate me.
CRS (Client Relationship Summary) - RIA
Click below to view Mitchell Eric Glicksman's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®
Start date: 2012
Experience
Current
September 5, 2025 - Present
KESTRA ADVISORY SERVICES, LLC
Office #2: 8180 N Hayden Rd D203, Scottsdale, AZ 85258RIA
CRD#: 283330
Westerly, RI
Current
September 5, 2025 - Present
KESTRA INVESTMENT SERVICES, LLC
Office #1: 8180 N Hayden Rd D203, Scottsdale, AZ 85258BD
CRD#: 42046
Scottsdale, AZ
Past
October 27, 2004 - September 5, 2025
COMMONWEALTH FINANCIAL NETWORK
RIA
CRD#: 8032
SCOTTSDALE, AZ
Past
October 27, 2004 - September 5, 2025
COMMONWEALTH FINANCIAL NETWORK
BD
CRD#: 8032
SCOTTSDALE, AZ
Past
April 19, 2004 - November 4, 2004
OSAIC FA, INC.
RIA
CRD#: 3978
ROCHELLE PARK, NJ
Past
April 23, 2003 - December 31, 2003
OSAIC FA, INC.
RIA
CRD#: 3978
ROCHELLE PARK, NJ
Past
July 7, 1998 - November 4, 2004
THE LINCOLN NATIONAL LIFE INSURANCE COMPANY
BD
CRD#: 2580
FORT WAYNE, IN
Past
July 7, 1998 - November 4, 2004
OSAIC FA, INC.
BD
CRD#: 3978
FORT WAYNE, IN
Past
December 2, 1997 - June 8, 1998
UBS SECURITIES LLC
BD
CRD#: 7654
NEW YORK, NY
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
KA
KESTRA ADVISORY SERVICES, LLC
KESTRA ADVISORY SERVICES, LLC | NFP ADVISOR SERVICES LLC
CRD#: 283330 / SEC#: 801-56126
RIA
Registered Investment Advisory firm - (12/31/1998 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Arizona(9/5/2025)
IAR
Arizona(9/8/2025)
RR
California(9/5/2025)
RR
Connecticut(9/5/2025)
RR
District of Columbia(9/24/2025)
RR
Florida(9/5/2025)
RR
Georgia(9/5/2025)
RR
Illinois(9/5/2025)
RR
Indiana(9/22/2025)
RR
Maine(9/5/2025)
RR
Massachusetts(9/5/2025)
RR
Missouri(9/5/2025)
RR
Nevada(9/22/2025)
RR
New Jersey(9/5/2025)
RR
New York(9/5/2025)
RR
Oregon(9/5/2025)
RR
Pennsylvania(9/5/2025)
RR
Rhode Island(9/5/2025)
IAR
Rhode Island(9/5/2025)
RR
South Carolina(9/5/2025)
RR
Texas(9/5/2025)
IAR
Texas(9/5/2025)
RR
Utah(9/5/2025)
RR
Vermont(9/5/2025)
RR
Virginia(9/5/2025)
RR
Washington(9/5/2025)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA
Current Firm
KA
KESTRA ADVISORY SERVICES, LLC
KESTRA ADVISORY SERVICES, LLC | NFP ADVISOR SERVICES LLC
CRD#: 283330 / SEC#: 801-56126
RIA
Registered Investment Advisory firm - (12/31/1998 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
5707 Southwest Parkway Building 2, Suite 400, Austin, TX 78735
Mailing Address
Phone number
(844) 553-7872
Established
Firm type
Fiscal year end
# of Employees
1,299
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 155,482 |
| AUM (Assets Under Management) | $ 60,174,309,829 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 12/23/2024 | ||
| 10/20/2023 | ||
| 12/21/2022 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
