Harold A. Cromwell

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CRD#: 2580483

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Harold Alexander Cromwell, ChFC®, CLU®, who also goes by Hal Cromwell, was a registered financial professional .

Harold is a previously registered financial professional and started their career in finance in 1995. Harold had worked at 8 firms and has passed the Series 63, SIE and Series 6 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

Hal Cromwell

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1.) WATKINS INSURANCE GROUP - 1/1/2014 - 3834 Spicewood Springs Road, Suite 100, Austin, TX 78759 - Vice President of Wealth Risk Management, marketing and selling life insurance, disability income insurance, long term care insurance and annuities, producer selling non-securities based life, long term care and annuities business, Not Invt Rel, 160 hrs/mo; 160 hrs/mo (during trading hours). 2.) ASH BROKERAGE - 9/1/2006 - 888 S Harrison Street, Suite 900, Fort Wayne, IN 46802 - Life Insurance, Long Term Care Insurance and Disability Insurance Sales, write and place non securities life/disability/LTC Ins, GA where I place non-securities life, ltc, disability insurance business, Not Invt Rel, 160 hrs/mo; 160 hrs/mo (during trading hours). 3.) TEAM NATIONAL - 9/7/2017 - 1921 Lohmans Crossing Road, Austin, TX 78734 - Independent Member of Purchasing Cooperative Group, invite acquaintances, friends and family to meeting where experienced members present cost/benefit of team national membership, network marketing group, Not Invt Rel, 1 hrs/mo; 1 hrs/mo (during trading hours). 4.) COST SEGREGATION SERVICES INC - 6/26/2018 - 10211 Siegen Lane, Building 1, Baton Rouge, LA 70810 - Client Referrals, refer potential clients to company, cost segregation is a method of reclassifying components of improvement of commercial buildings from real property to personal property, Not Invt Rel, 1 hrs/mo; 1 hrs/mo (during trading hours). 5.) TLG ADVISORS, INC. - 5/15/2018 - 26 W Dry Creek Circle, Suite 800, Littleton, CO 80120 - IAR Rep, Invt Rel, IAR Business, 0 hrs/mo; 0 hrs/mo (during trading hours).

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

ChFC^®

Chartered Financial Consultant

CLU^®

Chartered Life Underwriter

Experience

Past

October 4, 2021 - April 1, 2024

COPPELL ADVISORY SOLUTIONS LLC

RIA

CRD#: 156549

Austin, TX

Past

May 15, 2018 - October 7, 2021

TLG ADVISORS, INC.

RIA

CRD#: 111052

Austin, TX

Past

March 1, 2017 - October 7, 2021

THE LEADERS GROUP, INC.

CRD#: 37157

SUMMIT, NJ

Past

January 22, 2015 - March 7, 2017

CAPITAL INVESTMENT GROUP, INC.

CRD#: 14752

AUSTIN, TX

Past

December 16, 2013 - January 26, 2015

PRINCIPAL SECURITIES, INC.

CRD#: 1137

AUSTIN, TX

Past

May 8, 2013 - December 9, 2013

USI SECURITIES, INC.

RIA

CRD#: 43793

AUSTIN, TX

Past

May 9, 2005 - December 9, 2013

USI SECURITIES, INC.

CRD#: 43793

AUSTIN, TX

Past

August 8, 2000 - February 12, 2003

SIGNATOR INVESTORS, INC.

CRD#: 468

BOSTON, MA

Past

February 13, 1995 - July 27, 2000

MONY SECURITIES CORPORATION

CRD#: 4386

NEW YORK, NY

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

COPPELL ADVISORY SOLUTIONS LLC

CRD#: 156549 / SEC#: 801-72171

RIA

Registered Investment Advisory firm - (2/28/2011 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

Series 63

Date: 5/6/2005

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 6

Date: 5/6/2005

Investment Company Products/Variable Contracts Representative Examination

Current Firm

COPPELL ADVISORY SOLUTIONS LLC

CRD#: 156549 / SEC#: 801-72171

RIA

Registered Investment Advisory firm - (2/28/2011 Approved)

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Contact information

Main Address

9111 Cypress Waters Blvd Suite 140, Dallas, TX 75019

Mailing Address

Phone number

(817) 888-8020

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (50 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

FUSION FORM ADV PART 2A BROCHURE (3/26/2025)

Regulatory assets under management

Total Number of Accounts	9,334
AUM (Assets Under Management)	$ 1,077,958,560

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Firm Stability Insights

Harold A. Cromwell

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary)

Certified licenses

Experience

TLG ADVISORS, INC.

THE LEADERS GROUP, INC.

CAPITAL INVESTMENT GROUP, INC.

PRINCIPAL SECURITIES, INC.

USI SECURITIES, INC.

USI SECURITIES, INC.

SIGNATOR INVESTORS, INC.

MONY SECURITIES CORPORATION

Primary Firm SEC Registration

COPPELL ADVISORY SOLUTIONS LLC

State Registrations and Notice Filings

Exams

Series 63

Date: 5/6/2005

SIE

Date: 10/1/2018

Series 6

Date: 5/6/2005

Current Firm

COPPELL ADVISORY SOLUTIONS LLC

Contact information

SEC notice filing (50 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

COPPELL ADVISORY SOLUTIONS LLC

TRUST BUT VERIFY

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