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Harold Alexander Cromwell

ChFC®, CLU®
CRD# 2580483·Registered 1995 - 2024
Previously Registered: Being a previously registered professional could mean that Harold is no longer operating under the supervision of the SEC or FINRA. That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Professional Summary

Harold Alexander Cromwell, ChFC®, CLU®, who also goes by Hal Cromwell, was a registered financial advisor. Harold was a previously registered financial professional and started their career in finance 1995 - 2024. Harold had worked at 8 firms and has passed the Series 63, SIE and Series 6 exams.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Hal Cromwell

Blog Corner

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Credentials

ChFC®
Chartered Financial Consultant
CLU®
Chartered Life Underwriter

Years of Experience

29 years in the financial services industry

Current & Past Employments

COPPELL ADVISORY SOLUTIONS LLC·CRD# 156549
RIA
Austin, TX
October 4, 2021 - April 1, 2024
TLG ADVISORS, INC.·CRD# 111052
RIA
Austin, TX
May 15, 2018 - October 7, 2021
THE LEADERS GROUP, INC.·CRD# 37157
BD
Summit, NJ
March 1, 2017 - October 7, 2021
CAPITAL INVESTMENT GROUP, INC.·CRD# 14752
BD
Austin, TX
January 22, 2015 - March 7, 2017
PRINCIPAL SECURITIES, INC.·CRD# 1137
BD
Austin, TX
December 16, 2013 - January 26, 2015
USI SECURITIES, INC.·CRD# 43793
RIA
Austin, TX
May 8, 2013 - December 9, 2013
USI SECURITIES, INC.·CRD# 43793
BD
Austin, TX
May 9, 2005 - December 9, 2013
SIGNATOR INVESTORS, INC.·CRD# 468
BD
Boston, MA
August 8, 2000 - February 12, 2003
MONY SECURITIES CORPORATION·CRD# 4386
BD
New York, NY
February 13, 1995 - July 27, 2000

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Current Firm

CA
COPPELL ADVISORY SOLUTIONS LLC

C&N WEALTH MANAGEMENT | MACH 1 FINANCIAL GROUP | IAMS WEALTH MANAGEMENT | FUSION INVESTMENT ADVISORS, LLC | FUSION INVESTMENT ADVISORS LLC | FUSION INVESTMENT ADVISORS | FUSION CAPITAL MANAGEMENT | ELITE INVESTMENT TEAM LLC | COPPELL ADVISORY SOLUTIONS, LLC | COPPELL ADVISORY SOLUTIONS LLC

CRD#: 156549 / SEC#: 801-72171
RIA
Registered Investment Advisory firm - SEC (2/28/2011 Approved)

Contact Information

Main Address

9111 Cypress Waters Blvd Suite 140, Dallas, TX 75019

Phone Number

(817) 888-8020

# of Employees

87

SEC notice filing (51 States and Territories)

Registered to provide investment advisory services in 51 US states and territories.

Documents

Customer Relationship Summary (CRS / SEC)Latest Form ADV

Part 2 Brochures

FUSION FORM ADV PART 2A BROCHURE (3/24/2026)

Regulatory Assets Under Management

Total Number of Accounts

8,848

AUM (Assets Under Management)

$1,102,901,302

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Other business activities

Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1.) WATKINS INSURANCE GROUP - 1/1/2014 - 3834 Spicewood Springs Road, Suite 100, Austin, TX 78759 - Vice President of Wealth Risk Management, marketing and selling life insurance, disability income insurance, long term care insurance and annuities, producer selling non-securities based life, long term care and annuities business, Not Invt Rel, 160 hrs/mo; 160 hrs/mo (during trading hours). 2.) ASH BROKERAGE - 9/1/2006 - 888 S Harrison Street, Suite 900, Fort Wayne, IN 46802 - Life Insurance, Long Term Care Insurance and Disability Insurance Sales, write and place non securities life/disability/LTC Ins, GA where I place non-securities life, ltc, disability insurance business, Not Invt Rel, 160 hrs/mo; 160 hrs/mo (during trading hours). 3.) TEAM NATIONAL - 9/7/2017 - 1921 Lohmans Crossing Road, Austin, TX 78734 - Independent Member of Purchasing Cooperative Group, invite acquaintances, friends and family to meeting where experienced members present cost/benefit of team national membership, network marketing group, Not Invt Rel, 1 hrs/mo; 1 hrs/mo (during trading hours). 4.) COST SEGREGATION SERVICES INC - 6/26/2018 - 10211 Siegen Lane, Building 1, Baton Rouge, LA 70810 - Client Referrals, refer potential clients to company, cost segregation is a method of reclassifying components of improvement of commercial buildings from real property to personal property, Not Invt Rel, 1 hrs/mo; 1 hrs/mo (during trading hours). 5.) TLG ADVISORS, INC. - 5/15/2018 - 26 W Dry Creek Circle, Suite 800, Littleton, CO 80120 - IAR Rep, Invt Rel, IAR Business, 0 hrs/mo; 0 hrs/mo (during trading hours).

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Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
CA
COPPELL ADVISORY SOLUTIONS LLC

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CRD#: 156549 / SEC#: 801-72171
RIA
Registered Investment Advisory firm - SEC (2/28/2011 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 63 — Uniform Securities Agent State Law Examination

Passed May 2005About the Series 63 exam

SIE — Securities Industry Essentials Examination

Passed Oct 2018About the SIE exam

Series 6 — Investment Company Products/Variable Contracts Representative Examination

Passed May 2005About the Series 6 exam

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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