Salvatore Clark

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CRD#: 2580477

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Salvatore Clark was a registered financial professional .

Salvatore is a previously registered financial professional and started their career in finance in 1995. Salvatore had worked at 14 firms and has passed the Series 63, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Past

July 22, 2013 - January 13, 2015

IAA FINANCIAL LLC

CRD#: 6578

MELVILLE, NY

Past

September 11, 2012 - July 1, 2013

C.K. COOPER & COMPANY, INC.

CRD#: 106578

MELVILLE, NY

Past

January 12, 2012 - September 11, 2012

EKN FINANCIAL SERVICES INC.

CRD#: 113525

MELVILLE, NY

Past

September 21, 2009 - January 12, 2012

BROOKSTONE SECURITIES, INC.

CRD#: 13366

GARDEN CITY, NY

Past

July 6, 2009 - September 8, 2009

AURA FINANCIAL SERVICES, INC.

CRD#: 42822

MELLVILLE, NY

Past

May 17, 2007 - June 26, 2009

ROCKWELL GLOBAL CAPITAL LLC

CRD#: 142485

MELVILLE, NY

Past

September 1, 2006 - June 7, 2007

ADVANCED PLANNING SECURITIES, INC.

CRD#: 14382

MELVILLE, NY

Past

October 29, 2000 - July 26, 2006

JOSEPH STEVENS & CO., INC.

CRD#: 35459

MELVILLE, NY

Past

April 28, 2000 - November 3, 2000

WHITEHALL WELLINGTON INVESTMENTS, INC.

CRD#: 38022

PORT WASHINGTON, NY

Past

October 21, 1998 - April 5, 2000

CAMBRIDGE CAPITAL, LLC

CRD#: 41464

GARDEN CITY, NY

Past

January 28, 1998 - November 2, 1998

TASIN & COMPANY, INC.

CRD#: 30709

HAUPPAUGE, NY

Past

July 11, 1997 - November 13, 1997

LEGEND MERCHANT GROUP, INC.

CRD#: 5155

NEW YORK, NY

Past

October 9, 1995 - May 1, 1997

INVESTORS ASSOCIATES, INC.

CRD#: 958

HACKENSACK, NJ

Past

May 30, 1995 - June 21, 1995

LADENBURG CAPITAL MANAGEMENT INC.

CRD#: 14623

BETHPAGE, NY

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams

State Security Law Exam

Series 63

Date: 10/30/1995

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 1/13/2015

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 5/26/1995

General Securities Representative Examination

Current Firm

IAA FINANCIAL LLC

CBG FINANCIAL GROUP, INC. | IAA FINANCIAL LLC | CHEEVERS, HAND & ANGELINE, INC.

CRD#: 6578 / SEC#: , 8-18463

Terminated by SEC on 02/09/2015

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Contact information

Main Address

Mailing Address

Phone number

Established

Florida since 10/21/2013

Firm type

Limited Liability Company

Fiscal year end

December

# of Employees

Documents

Direct owners and executive officers

Name	Position	CRD#
PECUNIA MANAGEMENT LLC	PARENT COMPANY
CARRENO, KEVIN ANDREW	SECRETARY	2047444
CUFF, SHERI MINGUS	CHIEF OPERATING OFFICER, FIN-OP	1477228
LOTVIN, NANCI BETH	CCO/AML	2320121
WEINBERGER, DAVID S	PRESIDENT	2676116

Disclosures

Regulatory Event

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Salvatore Clark

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary)

Certified licenses

Experience

C.K. COOPER & COMPANY, INC.

EKN FINANCIAL SERVICES INC.

BROOKSTONE SECURITIES, INC.

AURA FINANCIAL SERVICES, INC.

ROCKWELL GLOBAL CAPITAL LLC

ADVANCED PLANNING SECURITIES, INC.

JOSEPH STEVENS & CO., INC.

WHITEHALL WELLINGTON INVESTMENTS, INC.

CAMBRIDGE CAPITAL, LLC

TASIN & COMPANY, INC.

LEGEND MERCHANT GROUP, INC.

INVESTORS ASSOCIATES, INC.

LADENBURG CAPITAL MANAGEMENT INC.

State Registrations and Notice Filings

Exams

Series 63

Date: 10/30/1995

SIE

Date: 1/13/2015

Series 7

Date: 5/26/1995

Current Firm

IAA FINANCIAL LLC

Contact information

Documents

Direct owners and executive officers

Disclosures

Red Flags

Company Information

IAA FINANCIAL LLC

TRUST BUT VERIFY

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