John O. Jenkins
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
John Oliver Jenkins was a registered financial professional .
John is a previously registered financial professional and started their career in finance in 1972. John had worked at 6 firms and has passed the Series 65, Series 63 and Series 00 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
November 30, 2015 - March 13, 2018
BTR CAPITAL MANAGEMENT INC
March 19, 1996 - October 13, 2015
ORFORD CAPITAL MANAGEMENT
October 25, 1979 - December 11, 1995
EATON VANCE DISTRIBUTORS, INC.
July 27, 1979 - October 25, 1979
May 23, 1972 - January 30, 1978
May 23, 1972 - July 27, 1979
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 00
Date: 5/18/1972
General Securities Principal ExaminationCurrent Firm
BTR CAPITAL MANAGEMENT INC
CRD#: 105195 / SEC#: 801-34890
Contact information
Regulatory assets under management
| Total Number of Accounts | 736 |
| AUM (Assets Under Management) | $ 1,151,563,930 |
Red Flags
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