Rick D. Bianchi
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Rick Dean Bianchi was a registered financial advisor .
Rick is a previously registered financial advisor and started their career in finance in 1995. Rick had worked at 3 firms and has passed the Series 65, Series 63 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
May 1, 2013 - February 26, 2014
QUESTAR ASSET MANAGEMENT, INC.
May 1, 2013 - February 26, 2014
QUESTAR CAPITAL CORPORATION
May 27, 2008 - April 30, 2013
NEW ENGLAND SECURITIES
January 26, 1995 - April 30, 2013
NEW ENGLAND SECURITIES
State Registrations and Notice Filings
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Exams
Current Firm
QUESTAR ASSET MANAGEMENT, INC.
CRD#: 133358 / SEC#: 801-63747
Contact information
Red Flags
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