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BL

Bradley V. Livingston

LIVINGSTON WEALTH ADVISORY
CONROE, TX
Some features on this profile are disabled
CRD#: 2580184
BL

Professional summary

Bradley Vaughn Livingston, who also goes by Brad Livingston, Bradley Livingston, is a registered financial advisor currently at LIVINGSTON WEALTH ADVISORY located in Conroe, Texas.

Bradley is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1995. Bradley has worked at 15 firms and has passed the Series 63, Series 65, SIE, Series 7, Series 6 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?
Yes

Aliases

Brad Livingston | Bradley Livingston

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Bradley Vaughn Livingston's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

September 10, 2025 - Present

LIVINGSTON WEALTH ADVISORY

RIA
CRD#: 336849
CONROE, TX
Past

September 1, 2023 - May 13, 2025

OSAIC WEALTH, INC.

RIA
CRD#: 23131
THE WOODLANDS, TX
Past

September 1, 2023 - May 13, 2025

OSAIC WEALTH, INC.

BD
CRD#: 23131
THE WOODLANDS, TX
Past

June 4, 2021 - September 1, 2023

OSAIC SERVICES, INC.

RIA
CRD#: 133763
THE WOODLANDS, TX
Past

June 4, 2021 - September 1, 2023

OSAIC SERVICES, INC.

BD
CRD#: 133763
THE WOODLANDS, TX
Past

November 17, 2017 - June 10, 2021

WELLS FARGO CLEARING SERVICES, LLC

RIA
CRD#: 19616
SAN ANTONIO, TX
Past

November 17, 2017 - June 10, 2021

WELLS FARGO CLEARING SERVICES, LLC

BD
CRD#: 19616
SAN ANTONIO, TX
Past

April 10, 2012 - November 9, 2017

CITIGROUP GLOBAL MARKETS INC.

RIA
CRD#: 7059
San Antonio, TX
Past

April 10, 2012 - November 9, 2017

CITIGROUP GLOBAL MARKETS INC.

BD
CRD#: 7059
San Antonio, TX
Past

January 19, 2011 - April 11, 2012

CAPITAL GUARDIAN WEALTH MANAGEMENT, LLC

RIA
CRD#: 131631
CHARLOTTE, NC
Past

January 19, 2011 - April 11, 2012

CAPITAL GUARDIAN, LLC

BD
CRD#: 137919
BOERNE, TX
Past

March 12, 2010 - January 25, 2011

LAIDLAW & COMPANY (UK) LTD.

BD
CRD#: 119037
BOERNE, TX
Past

September 1, 2006 - March 18, 2010

ADVISORS ASSET MANAGEMENT, INC.

BD
CRD#: 46727
BOERNE, TX
Past

August 1, 2006 - March 18, 2010

ADVISORS ASSET MANAGEMENT, INC.

RIA
CRD#: 46727
BOERNE, TX
Past

October 8, 2004 - December 31, 2010

BERKSHIRE ASSET MANAGEMENT, INC.

RIA
CRD#: 132243
CASTROVILLE, TX
Past

January 6, 2004 - June 30, 2004

CITICORP INVESTMENT SERVICES

RIA
CRD#: 23988
SAN ANTONIO, TX
Past

January 22, 2001 - June 30, 2004

CITICORP INVESTMENT SERVICES

BD
CRD#: 23988
LONG ISLAND CITY, NY
Past

May 18, 1999 - December 18, 2000

CETERA WEALTH SERVICES, LLC

BD
CRD#: 13572
EL SEGUNDO, CA
Past

May 23, 1997 - May 17, 1999

CITISTREET EQUITIES LLC

BD
CRD#: 7447
SOMERSET, NJ
Past

January 23, 1995 - July 3, 1996

METROPOLITAN LIFE INSURANCE COMPANY

BD
CRD#: 4095
NEW YORK, NY
Past

January 23, 1995 - July 3, 1996

MSI FINANCIAL SERVICES, INC.

BD
CRD#: 14251
SPRINGFIELD, MA

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR
Texas
(9/10/2025)

Exams

State Security Law Exam
RR
Series 63
Date: 8/1/2008
Uniform Securities Agent State Law Examination
State Security Law Exam
IAR
Series 65
Date: 5/9/2001
Uniform Investment Adviser Law Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 7
Date: 2/2/2001
General Securities Representative Examination
General Industry/Product Exam
RR
Series 6
Date: 1/20/1995
Investment Company Products/Variable Contracts Representative Examination
Principal/Supervisory Exam
RR
Series 24
Date: 8/22/2006
General Securities Principal Examination

Current Firm

LW
LIVINGSTON WEALTH ADVISORY
LIVINGSTON WEALTH ADVISORY | LIVINGSTON WEALTH ADVISORY LLC

CRD#: 336849 / SEC#:

Texas
Registered Investment Advisory firm - (9/10/2025 Approved)
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Contact information

Main Address
The Woodlands, TX
Mailing Address
Phone number
(210) 212-7001
Established
Firm type
Fiscal year end
# of Employees
1

Documents

Latest Form ADV
0

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

LIVINGSTON WEALTH ADVISORY

CRD#: 336849Conroe, TX

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