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JM

John M Meyers

CRD# 2580153·Registered 1995 - 2005
Barred: John M Meyers was barred by the FINRA and is not permitted to conduct business in the covered capacity.

Professional Summary

John M Meyers was a registered financial advisor. John was a previously registered financial professional and started their career in finance 1995 - 2005. John had worked at 4 firms and has passed the Series 63, Series 7, Series 4 and Series 24 exams.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

There are no additional aliases reported.

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

31 years in the financial services industry

Current & Past Employments

BROOKSTREET SECURITIES CORPORATION·CRD# 14667
BD
Medford, NY
October 26, 2001 - November 29, 2005
FIRST PROVIDENCE FINANCIAL GROUP, LLC·CRD# 39469
BD
Port Washington, NY
August 4, 1998 - October 29, 2001
WALSH MANNING SECURITIES, LLC·CRD# 30826
BD
October 3, 1995 - August 4, 1998
MAIDSTONE FINANCIAL, INC.·CRD# 31804
BD
New York, NY
February 10, 1995 - September 29, 1995

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Current Firm

BS
BROOKSTREET SECURITIES CORPORATION

BROOKSTREET CAPITAL MANAGEMENT | TMG SECURITIES, INC. | FINANCIAL MANAGEMENT ADVISORS,INC. | BROOKSTREET SECURITIES CORPORATION

CRD#: 14667 / SEC#: 8-31032
BD
Cancelled by SEC on 10/26/2016

Contact Information

Established

California since 05/24/1982

Firm Type

Corporation

Fiscal Year End

December

Documents

Direct owners and executive officers

NamePositionCRD#
BROOKS FAMILY TRUST, STANLEY BROOKS TRUSTEESHAREHOLDER / OWNER—
BROOKS, STANLEY CLIFTONPRESIDENT AND TRUSTEE OF BROOKSTREET FAMILY TRUST31684

Disclosures

Regulatory Event

25

Civil Event

1

Arbitration

22

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 63 — Uniform Securities Agent State Law Examination

Passed Feb 1995About the Series 63 exam

Series 7 — General Securities Representative Examination

Passed Feb 1995About the Series 7 exam

Series 4 — Registered Options Principal Examination

Passed Aug 2000About the Series 4 exam

Series 24 — General Securities Principal Examination

Passed Jun 1997About the Series 24 exam

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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