Henry J. Bellingham
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Henry James Bellingham IV, who also goes by Jamie Bellingham, was a registered financial professional .
Henry is a previously registered financial professional and started their career in finance in 1995. Henry had worked at 4 firms and has passed the Series 63, Series 65, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
April 18, 2011 - November 11, 2014
LPE SECURITIES, LLC
February 11, 1998 - November 16, 1998
WACHOVIA BROKERAGE SERVICE
July 8, 1996 - February 5, 1998
A. G. EDWARDS & SONS, INC.
March 8, 1995 - July 16, 1996
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
LPE SECURITIES, LLC
CRD#: 117851 / SEC#: , 8-53609
Contact information
Documents
Disclosures
| Regulatory Event | 6 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
