Taejun Cho
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Taejun Cho, who also goes by Andrew Cho, was a registered financial professional .
Taejun is a previously registered financial professional and started their career in finance in 1995. Taejun had worked at 5 firms and has passed the Series 63, SIE, Series 7, Series 4, Series 27 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
August 21, 2009 - July 26, 2024
ACE DIVERSIFIED CAPITAL, INC.
February 28, 2005 - September 28, 2009
ETECH SECURITIES, INC.
April 1, 2003 - March 2, 2005
SH INVESTMENT & SECURITIES
February 26, 2003 - March 25, 2003
HANMI SECURITIES, INC.
February 27, 1998 - November 13, 2001
HANMI SECURITIES, INC.
December 14, 1995 - December 16, 1996
HANMI SECURITIES, INC.
January 20, 1995 - March 6, 1995
SCHNEIDER SECURITIES, INC.
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Current Firm
ACE DIVERSIFIED CAPITAL, INC.
CRD#: 41768 / SEC#: , 8-49555
Contact information
FINRA licenses (1 States and Territories)
Disclosures
| Regulatory Event | 2 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
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