Douglas Wynn

ARES WEALTH MANAGEMENT SOLUTIONS

Dallas, TX 75201

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CRD#: 2579989

Professional summary

Douglas Wynn, who also goes by Doug L Wynn, Douglas Lawrence Wynn, is a registered financial professional currently at ARES WEALTH MANAGEMENT SOLUTIONS, LLC located in Dallas, Texas.

Douglas is registered as a RR (Registered Representative) and started their career in finance in 1995. Douglas has worked at 7 firms and has passed the Series 66, Series 65, Series 63, SIE, Series 7, Series 3 and Series 8 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

Doug L Wynn | Douglas Lawrence Wynn

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

I*1027245, Name of OBA: Hunters Quick Stick Address: McKinney, TX Investment Related: No Position, Title, Association: Owner Employee Start Date: 10/17/2022 No Hours: 5 Weekly No Hours during trading: 0 Duties: Sell online a sporting goods product i developed. I will have a third party fulfillment provider handle all distribution

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Douglas Wynn's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

June 26, 2024 - Present

ARES WEALTH MANAGEMENT SOLUTIONS, LLC

Office #1: 2601 Olive Street, Suite 2150, Dallas, TX 75201

RIA

CRD#: 8174

DENVER, CO

Past

August 20, 1999 - June 30, 2006

UBS FINANCIAL SERVICES INC.

CRD#: 8174

WEEHAWKEN, NJ

Past

March 8, 1995 - August 27, 1999

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

CRD#: 7691

NEW YORK, NY

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Alabama
(6/26/2024)

Arkansas
(6/26/2024)

Colorado
(6/26/2024)

Georgia
(7/11/2024)

Louisiana
(6/26/2024)

Mississippi
(6/26/2024)

Oklahoma
(6/26/2024)

Texas
(6/26/2024)

Exams

State Security Law Exam

IAR

Series 66

Series 8

Date: 10/27/1998

General Securities Sales Supervisor Examination (Options Module & General Module)

SRO Registrations

FINRA

Current Firm

ARES WEALTH MANAGEMENT SOLUTIONS, LLC

ARES WEALTH MANAGEMENT SOLUTIONS, LLC | REAL ESTATE INCOME SECURITIES, LLC | DIVIDEND CAPITAL SECURITIES, LLC | BLACK CREEK CAPITAL MARKETS, LLC

CRD#: 119546 / SEC#: , 8-65199

Broker-Dealer Firm Regulated by FINRA (Denver district office)

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Contact information

Main Address

1200 17th Street Suite #2900, Denver, CO 80202

Mailing Address

1200 17th Street Suite #2900, Denver, CO 80202

Phone number

(303) 869-4600

Established

Colorado since 12/21/2001

Firm type

Limited Liability Company

Fiscal year end

December

Firm Size

Small

# of Employees

FINRA licenses (53 States and Territories)

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

Name	Position	CRD#
DOUBLE DIAMOND LLC	SOLE MEMBER
ADAMSON, CHRISTINA CARSON	DESIGNATED PRINCIPAL / CO-CEO	5372006
GALLIGAN, CASEY D	DESIGNATED PRINCIPAL / CO-CEO	4022954
MAGNER, BRIAN	CHIEF COMPLIANCE OFFICER	3069172
MARRONE, MICHAEL THOMAS	FINOP, PRINCIPAL FINANCE OFFICER AND PRINCIPAL OPERATIONS OFFICER	4859949

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Douglas Wynn

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Douglas Wynn's CRS (Customer Relationship Summary).

Certified licenses

Experience

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

MORGAN STANLEY

MORGAN STANLEY

J.P. MORGAN SECURITIES LLC

J.P. MORGAN SECURITIES LLC

LACERTE CAPITAL ADVISERS, LLC

BENNETT ROSS, INC.

LACERTE CAPITAL ADVISERS, LLC

UBS FINANCIAL SERVICES INC.

UBS FINANCIAL SERVICES INC.

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

State Registrations and Notice Filings

Exams

Series 66

Date: 8/5/2013

Series 65

Date: 3/21/1995

Series 63

Date: 3/14/1995

SIE

Date: 10/1/2018

Series 7

Date: 7/23/2013

Series 3

Date: 9/10/2001

Series 8

Date: 10/27/1998

FINRA

Current Firm

ARES WEALTH MANAGEMENT SOLUTIONS, LLC

Contact information

FINRA licenses (53 States and Territories)

Documents

Direct owners and executive officers

Red Flags

Company Information

ARES WEALTH MANAGEMENT SOLUTIONS, LLC

TRUST BUT VERIFY

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