Thomas F. Lahaise

WELLESLEY ASSET MANAGEMENT

Portsmouth, NH 03801

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CRD#: 2579925

Professional summary

Thomas Francis Lahaise, who also goes by Thomas Francis Lahaise IV, Tom Lahaise Iv, is a registered financial advisor currently at WELLESLEY ASSET MANAGEMENT, INC. located in Portsmouth, New Hampshire.

Thomas is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1995. Thomas has worked at 6 firms and has passed the Series 63, Series 66, Series 65, Series 55 and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Thomas Francis Lahaise Iv | Tom Lahaise Iv

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1) Wellesley Asset Management; Wellesley, MA; Investment Related; Started 1/21/2020; Financial Advisory; Senior Vice President; Advisor who works with clients on portfolio management and discussing wealth management issues; 180 hours per month with 0 hours during securities trading hours.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Thomas Francis Lahaise's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

February 7, 2020 - Present

WELLESLEY ASSET MANAGEMENT, INC.

Office #1: 100 Market Street Suite 203, Portsmouth, NH 03801

RIA

CRD#: 116176

Portsmouth, NH

Past

August 18, 2020 - December 31, 2021

FORESIDE FUND SERVICES, LLC

CRD#: 46106

Wellesley, MA

Past

February 29, 2016 - January 17, 2020

WELLESLEY INVESTMENT PARTNERS, LLC

RIA

CRD#: 144984

WELLESLEY, MA

Past

October 9, 2013 - February 25, 2016

RADIUS WEALTH MANAGEMENT, INC.

RIA

CRD#: 168159

BRAINTREE, MA

Past

February 11, 2013 - August 23, 2013

RENAISSANCE INVESTMENT GROUP, LLC

RIA

CRD#: 153679

LENOX, MA

Past

May 7, 2003 - July 18, 2011

NEWBURY STREET CAPITAL LIMITED PARTNERSHIP

CRD#: 32240

BOSTON, MA

Past

September 24, 1997 - July 11, 2001

NEWBURY STREET CAPITAL LIMITED PARTNERSHIP

CRD#: 32240

BOSTON, MA

Past

April 5, 1995 - June 25, 1997

NEWBURY STREET CAPITAL LIMITED PARTNERSHIP

CRD#: 32240

BOSTON, MA

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

WELLESLEY ASSET MANAGEMENT, INC.

WELLESLEY ASSET MANAGEMENT, INC. | WELLESLEY INVESTMENT ADVISORS, INC.

CRD#: 116176 / SEC#: 801-61288

RIA

Registered Investment Advisory firm - (6/27/2002 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Massachusetts
(2/7/2020)

IAR

New Hampshire
(2/10/2020)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

Series 63

Date: 11/21/2020

Uniform Securities Agent State Law Examination

State Security Law Exam

IAR

Series 66

Date: 6/21/2012

Uniform Combined State Law Examination

State Security Law Exam

IAR

Series 65

Date: 12/13/1999

Uniform Investment Adviser Law Examination

General Industry/Product Exam

Series 55

Date: 1/13/2005

Limited Representative-Equity Trader Exam

General Industry/Product Exam

Series 7

Date: 2/14/1995

General Securities Representative Examination

Current Firm

WELLESLEY ASSET MANAGEMENT, INC.

WELLESLEY ASSET MANAGEMENT, INC. | WELLESLEY INVESTMENT ADVISORS, INC.

CRD#: 116176 / SEC#: 801-61288

RIA

Registered Investment Advisory firm - (6/27/2002 Approved)

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Contact information

Main Address

100 Market Street Suite 203, Portsmouth, NH 03801

Mailing Address

Phone number

(781) 416-4000

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (51 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

WAM ADV 2A REFERRED CLIENTS (10/29/2025)

WAM ADV 2A DIRECT CLIENTS (10/29/2025)

Regulatory assets under management

Total Number of Accounts	1,478
AUM (Assets Under Management)	$ 2,063,684,848

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

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Thomas F. Lahaise

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Thomas Francis Lahaise's CRS (Customer Relationship Summary).

Certified licenses

Experience

FORESIDE FUND SERVICES, LLC

WELLESLEY INVESTMENT PARTNERS, LLC

RADIUS WEALTH MANAGEMENT, INC.

RENAISSANCE INVESTMENT GROUP, LLC

NEWBURY STREET CAPITAL LIMITED PARTNERSHIP

NEWBURY STREET CAPITAL LIMITED PARTNERSHIP

NEWBURY STREET CAPITAL LIMITED PARTNERSHIP

Primary Firm SEC Registration

WELLESLEY ASSET MANAGEMENT, INC.

State Registrations and Notice Filings

Exams

Series 63

Date: 11/21/2020

Series 66

Date: 6/21/2012

Series 65

Date: 12/13/1999

Series 55

Date: 1/13/2005

Series 7

Date: 2/14/1995

Current Firm

WELLESLEY ASSET MANAGEMENT, INC.

Contact information

SEC notice filing (51 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

WELLESLEY ASSET MANAGEMENT, INC.

TRUST BUT VERIFY

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