Timothy A. Nakagawa
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Timothy Akira Nakagawa was a registered financial professional .
Timothy is a previously registered financial professional and started their career in finance in 1995. Timothy had worked at 5 firms and has passed the Series 63, Series 65, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
September 7, 2013 - December 12, 2016
CAPLINK SECURITIES, INC
November 4, 2011 - November 1, 2012
CENTARA CAPITAL MANAGEMENT GROUP, INC.
August 18, 2011 - December 31, 2012
DAIMYO CAPITAL, LLC
October 30, 2007 - August 22, 2011
T.R. CAPITAL MANAGEMENT LLC
April 5, 1995 - September 23, 1996
AMERICAN EASTERN SECURITIES, INC.
State Registrations and Notice Filings
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Exams
Current Firm
CAPLINK SECURITIES, INC
CRD#: 130702 / SEC#: , 8-66379
Contact information
FINRA licenses (25 States and Territories)
Disclosures
| Regulatory Event | 1 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
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