Tye L. Burgess

LRB PUBLIC FINANCE ADVISORS

Salt Lake City, UT 84101

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CRD#: 2579554

Professional summary

Tye Lloyd Burgess, who also goes by Tye Burgess, is a registered financial professional currently at LRB PUBLIC FINANCE ADVISORS, INC. located in Salt Lake City, Utah.

Tye is registered as a RR (Registered Representative) and started their career in finance in 1997. Tye has worked at 7 firms and has passed the Series 63, Series 52TO, SIE, Series 50, Series 7, Series 52 and Series 53 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

Tye Burgess

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Tye Lloyd Burgess's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

December 8, 2023 - Present

LRB PUBLIC FINANCE ADVISORS, INC.

Office #1: 41 N. Rio Grande, Suite 101, Salt Lake City, UT 84101

CRD#: 39119

Salt Lake City, UT

Past

July 11, 2018 - November 29, 2023

RBC CAPITAL MARKETS, LLC

CRD#: 31194

PHOENIX, AZ

Past

November 6, 2009 - May 8, 2018

WELLS FARGO SECURITIES, LLC

CRD#: 126292

PHOENIX, AZ

Past

October 26, 2000 - November 6, 2009

WELLS FARGO BROKERAGE SERVICES, L.L.C.

CRD#: 16100

PHOENIX, AZ

Past

July 1, 1999 - December 20, 2000

WELLS FARGO SECURITIES, LLC

CRD#: 7665

SAN FRANCISCO, CA

Past

February 20, 1998 - July 1, 1999

FIRST SECURITY CAPITAL MARKETS, INC.

CRD#: 44354

SALT LAKE CITY, UT

Past

November 24, 1997 - January 21, 1998

FIRST SECURITY INVESTOR SERVICES, INC.

CRD#: 15515

SALT LAKE CITY, UT

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Arizona
(7/2/2024)

Utah
(12/8/2023)

Exams

State Security Law Exam

Series 63

Date: 12/16/1997

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 52TO

Date: 1/2/2023

Municipal Securities Representative Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 50

Date: 7/31/2018

Municipal Advisor Representative Qualification Exam

General Industry/Product Exam

Series 7

Date: 11/21/1997

General Securities Representative Examination

General Industry/Product Exam

Series 52

Date: 1/9/1995

Municipal Securities Representative Examination

Principal/Supervisory Exam

Series 53

Date: 8/26/2008

Municipal Securities Principal Examination

SRO Registrations

FINRA

Current Firm

LRB PUBLIC FINANCE ADVISORS, INC.

LEWIS YOUNG INC. | LRB PUBLIC FINANCE ADVISORS, INC. | LEWIS YOUNG ROBERTSON & BURNINGHAM, INC.

CRD#: 39119 / SEC#: , 8-48547

Broker-Dealer Firm Regulated by FINRA (Denver district office)

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Contact information

Main Address

41 N. Rio Grande, Suite 101, Salt Lake City, UT 84101

Mailing Address

41 N. Rio Grande, Suite 101, Salt Lake City, UT 84101

Phone number

(801) 596-0700

Established

Utah since 05/07/1995

Firm type

Corporation

Fiscal year end

December

Firm Size

Small

# of Employees

FINRA licenses (12 States and Territories)

Documents

Direct owners and executive officers

Name	Position	CRD#
BURNINGHAM, JASON WILLEY	PRINCIPAL / CFO / CLO	2285169
LEWIS, LAURA DANIELLE	PRINCIPAL/ CEO / CCO	1957238
ROBERTSON, DAVID MICHAEL	PRINCIPAL / COO	4676290

Disclosures

Regulatory Event

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Firm Stability Insights

Tye L. Burgess

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Tye Lloyd Burgess's CRS (Customer Relationship Summary).

Certified licenses

Experience

RBC CAPITAL MARKETS, LLC

WELLS FARGO SECURITIES, LLC

WELLS FARGO BROKERAGE SERVICES, L.L.C.

WELLS FARGO SECURITIES, LLC

FIRST SECURITY CAPITAL MARKETS, INC.

FIRST SECURITY INVESTOR SERVICES, INC.

State Registrations and Notice Filings

Exams

Series 63

Date: 12/16/1997

Series 52TO

Date: 1/2/2023

SIE

Date: 10/1/2018

Series 50

Date: 7/31/2018

Series 7

Date: 11/21/1997

Series 52

Date: 1/9/1995

Series 53

Date: 8/26/2008

FINRA

Current Firm

LRB PUBLIC FINANCE ADVISORS, INC.

Contact information

FINRA licenses (12 States and Territories)

Documents

Direct owners and executive officers

Disclosures

Red Flags

Company Information

LRB PUBLIC FINANCE ADVISORS, INC.

TRUST BUT VERIFY

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