Sandra J. Mennen
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Sandra Jolene Mennen, who also goes by Sandra Jolene Spree, was a registered financial professional .
Sandra is a previously registered financial professional and started their career in finance in 1995. Sandra had worked at 6 firms and has passed the Series 65, Series 63, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
April 19, 2011 - October 31, 2017
INVESTMENT ADVISORS CORP
April 19, 2011 - October 31, 2017
BROKER DEALER FINANCIAL SERVICES CORP.
May 26, 2004 - April 19, 2011
SPECTRUM CAPITAL, LLC
August 26, 1999 - April 19, 2011
SPECTRUM CAPITAL, LLC
January 1, 1998 - December 14, 1998
BANC OF AMERICA INVESTMENT SERVICES, INC.
August 13, 1997 - January 1, 1998
NATIONSSECURITIES
January 31, 1995 - August 13, 1997
BOATMEN'S INVESTMENT SERVICES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
INVESTMENT ADVISORS CORP
CRD#: 117531 / SEC#: 801-69573
Contact information
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
