Richard R. Zeitz

BRAVIAS FINANCIAL

Iselin, NJ 08830

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CRD#: 2579489

Professional summary

Richard Ross Zeitz, who also goes by Rich Zeitz, is a registered financial advisor currently at BRAVIAS FINANCIAL located in Iselin, New Jersey.

Richard is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1995. Richard has worked at 9 firms and has passed the Series 65, Series 63, Series 7 and Series 6 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Rich Zeitz

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

APPLICANT IS APPOINTED WITH VARIOUS OUTSIDE INSURANCE CARRIERS FOR THE PURPOSE OF BROKERING NON-REGISTERED INSURANCE PRODUCTS

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Richard Ross Zeitz's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

October 31, 2017 - Present

BRAVIAS FINANCIAL

Office #1: 33 Wood Avenue South 6th Floor, Iselin, NJ, 08830

RIA

CRD#: 289589

Iselin, NJ

Past

August 18, 2014 - November 15, 2017

ALPHASTAR CAPITAL MANAGEMENT

RIA

CRD#: 157423

Woodbridge, NJ

Past

April 28, 2011 - September 4, 2012

SUMMIT FINANCIAL GROUP INC

RIA

CRD#: 109485

NEW YORK, NY

Past

April 20, 2011 - September 4, 2012

SUMMIT BROKERAGE SERVICES, INC.

CRD#: 34643

NEW YORK, NY

Past

May 6, 2009 - April 25, 2011

NYLIFE SECURITIES LLC

CRD#: 5167

NEW YORK, NY

Past

June 3, 2002 - November 25, 2002

SALOMON GREY FINANCIAL CORPORATION

CRD#: 43413

DALLAS, TX

Past

February 6, 1998 - July 1, 2002

WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC

CRD#: 11025

ST. LOUIS, MO

Past

October 25, 1995 - February 10, 1998

GRUNTAL & CO., L.L.C.

CRD#: 372

NEW YORK, NY

Past

March 29, 1995 - October 23, 1995

L.C. WEGARD & CO., INC.

CRD#: 3722

NEW YORK, NY

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

BRAVIAS FINANCIAL

BRAVIAS CAPITAL GROUP, LLC | BRAVIAS FINANCIAL

CRD#: 289589 / SEC#: 801-128383

RIA

Registered Investment Advisory firm - (7/21/2023 Approved)

California

Registered Investment Advisory firm - (8/31/2023 Terminated)

Florida

Registered Investment Advisory firm - (8/1/2023 Terminated)

Georgia

Registered Investment Advisory firm - (8/3/2023 Terminated)

New Jersey

Registered Investment Advisory firm - (8/10/2023 Terminated)

New Mexico

Registered Investment Advisory firm - (8/1/2023 Terminated)

New York

Registered Investment Advisory firm - (8/1/2023 Terminated)

Pennsylvania

Registered Investment Advisory firm - (8/7/2023 Terminated)

Texas

Registered Investment Advisory firm - (8/1/2023 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

California
(6/25/2021)

IAR

Florida
(4/18/2019)

IAR

New Jersey
(10/31/2017)

IAR

Pennsylvania
(5/20/2021)

IAR

Texas
(3/18/2021)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 12/10/2010

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 7/29/2009

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 7

Date: 4/6/2011

General Securities Representative Examination

General Industry/Product Exam

Series 6

Date: 5/5/2009

Investment Company Products/Variable Contracts Representative Examination

Current Firm

BRAVIAS FINANCIAL

BRAVIAS CAPITAL GROUP, LLC | BRAVIAS FINANCIAL

CRD#: 289589 / SEC#: 801-128383

RIA

Registered Investment Advisory firm - (7/21/2023 Approved)

California

Registered Investment Advisory firm - (8/31/2023 Terminated)

Florida

Registered Investment Advisory firm - (8/1/2023 Terminated)

Georgia

Registered Investment Advisory firm - (8/3/2023 Terminated)

New Jersey

Registered Investment Advisory firm - (8/10/2023 Terminated)

New Mexico

Registered Investment Advisory firm - (8/1/2023 Terminated)

New York

Registered Investment Advisory firm - (8/1/2023 Terminated)

Pennsylvania

Registered Investment Advisory firm - (8/7/2023 Terminated)

Texas

Registered Investment Advisory firm - (8/1/2023 Terminated)

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Contact information

Main Address

33 Wood Avenue South 6th Floor, Iselin, NJ, 08830

Mailing Address

Phone number

(732) 702-2600

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (12 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

BRAVIAS CAPITAL GROUP BROCHURE (FORM ADV PART 2A) (3/7/2025)

Regulatory assets under management

Total Number of Accounts	817
AUM (Assets Under Management)	$ 180,966,145

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Firm Stability Insights

Richard R. Zeitz

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Richard Ross Zeitz's CRS (Customer Relationship Summary).

Certified licenses

Experience

ALPHASTAR CAPITAL MANAGEMENT

SUMMIT FINANCIAL GROUP INC

SUMMIT BROKERAGE SERVICES, INC.

NYLIFE SECURITIES LLC

SALOMON GREY FINANCIAL CORPORATION

WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC

GRUNTAL & CO., L.L.C.

L.C. WEGARD & CO., INC.

Primary Firm SEC Registration

BRAVIAS FINANCIAL

State Registrations and Notice Filings

Exams

Series 65

Date: 12/10/2010

Series 63

Date: 7/29/2009

Series 7

Date: 4/6/2011

Series 6

Date: 5/5/2009

Current Firm

BRAVIAS FINANCIAL

Contact information

SEC notice filing (12 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

BRAVIAS FINANCIAL

TRUST BUT VERIFY

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