Bradford G. Jenkins
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Bradford Gordon Jenkins JR was a registered financial professional .
Bradford is a previously registered financial professional and started their career in finance in 1969. Bradford had worked at 5 firms and has passed the Series 1, F04 and Series 40 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
November 30, 1978 - November 13, 2006
FEDERAL STREET CAPITAL
August 6, 1974 - January 12, 1976
F. L. PUTNAM & COMPANY, INC.
April 26, 1974 - October 6, 1974
MOSELEY, HALLGARTEN & ESTABROOK INC.
August 12, 1970 - April 26, 1974
F. S. MOSELEY, ESTABROOK INC.
February 3, 1969 - August 26, 1974
G H WALKER & COMPANY
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 1
Date: 4/5/1965
Registered Representative ExaminationF04
Date: 7/9/1977
Financial Principal ExaminationSeries 40
Date: 6/25/1977
Registered Principal ExaminationCurrent Firm
FEDERAL STREET CAPITAL
CRD#: 7721 / SEC#: , 8-21817
Contact information
Documents
Direct owners and executive officers
Red Flags
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