Archie O. Jenkins
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Archie O Jenkins II, who also goes by Archie Oliver Jenkins II, Archie Oliver Jenkins, Arhcie Oliver Jenkins Ii, was a registered financial professional .
Archie is a previously registered financial professional and started their career in finance in 1975. Archie had worked at 4 firms and has passed the Series 65, Series 63, SIE, Series 5, PC and Series 1 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
December 6, 2019 - November 15, 2024
ALLEN C. EWING & CO.
May 9, 1983 - September 5, 2017
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
August 23, 1979 - September 5, 2017
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
January 18, 1978 - September 23, 1979
HERMITAGE CAPITAL CORPORATION
April 3, 1975 - September 15, 1977
KUHNS BROTHERS & LAIDLAW, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 5
Date: 12/12/1981
Interest Rate Options ExaminationPC
Date: 5/2/1977
AMEX Put and Call ExamSeries 1
Date: 9/19/1961
Registered Representative ExaminationCurrent Firm
ALLEN C. EWING & CO.
CRD#: 26102 / SEC#: , 8-42393
Contact information
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| ALPHA STREET HOLDINGS LLC | HOLDING COMPANY | |
| JACKSON, DAVID WHITNEY JR | PRESIDENT - CHIEF COMPLIANCE OFFICER | 1213535 |
Disclosures
| Regulatory Event | 10 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
