Cary E. Losson
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Cary Eugene Losson was a registered financial professional .
Cary is a previously registered financial professional and started their career in finance in 1995. Cary had worked at 7 firms and has passed the Series 63, Series 7 and Series 22 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
May 29, 2013 - August 22, 2013
PASSCO CAPITAL, INC.
February 24, 2010 - November 8, 2011
OPPENHEIMER & CO. INC.
July 11, 2000 - February 12, 2010
SIGMA FINANCIAL CORPORATION
November 5, 1999 - July 11, 2000
FIRST SECURITIES USA, INC.
November 7, 1996 - November 5, 1999
FIRST ASSOCIATED SECURITIES GROUP, INC.
March 7, 1996 - June 26, 1996
JWE SECURITIES, INC.
November 20, 1995 - January 1, 1996
SOUND ADVICE INVESTMENTS
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
PASSCO CAPITAL, INC.
CRD#: 117323 / SEC#: , 8-53591
Contact information
FINRA licenses (51 States and Territories)
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
