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James Donlin

EAST WEST INVESTMENT ADVISORS
Mechanicsville, VA
·CRD# 2579395·24 years experience

Professional Summary

James Donlin, who also goes by James Donlin, Jay J Donlin, James J Donlin, Jay Donlin, is a registered financial advisor currently at EAST WEST INVESTMENT ADVISORS, LLC located in Mechanicsville, Virginia and MARRIOTT SECURITIES, LLC located in Richmond, Virginia. James is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2003. James has worked at 8 firms and has passed the Series 65, Series 63,...

At a Glance

Advisory Accounts Only

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

James Donlin, Jay J Donlin, James J Donlin, Jay Donlin

Blog Corner

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Videos & Posts

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Contact Information

This advisor has not claimed their profile yet, so there is no contact information to display at this time.

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

24 years in the financial services industry

Current & Past Employments

EAST WEST INVESTMENT ADVISORS, LLC·CRD# 159038
RIA
Mechanicsville, VA
January 15, 2021 - Present
MARRIOTT SECURITIES, LLC·CRD# 149323
BD
Three James Center 1051 East Cary Street Suite 1125, Richmond, VA, 23219
October 26, 2021 - Present
CAPITOL SECURITIES MANAGEMENT, INC.·CRD# 14169
RIA
Glen Allen, VA
March 23, 2018 - January 9, 2020
CAPITOL SECURITIES & ASSOCIATES, INC.·CRD# 7278
BD
Glen Allen, VA
June 7, 2010 - December 18, 2012
CAPITOL SECURITIES MANAGEMENT, INC.·CRD# 14169
BD
Glen Allen, VA
January 2, 2008 - January 9, 2020
BB&T SECURITIES, LLC·CRD# 142785
BD
Richmond, VA
October 30, 2007 - January 9, 2008
SCOTT & STRINGFELLOW, LLC·CRD# 6255
BD
Richmond, VA
June 7, 2006 - October 30, 2007
ANDERSON & STRUDWICK, INCORPORATED·CRD# 48
BD
Richmond, VA
June 3, 2003 - May 3, 2006
WELLS FARGO CLEARING SERVICES, LLC·CRD# 19616
BD
St. Louis, MO
March 11, 2003 - June 4, 2003

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Current Firm

EW
EAST WEST INVESTMENT ADVISORS, LLC

EAST WEST FINANCIAL SERVICES, INC. | EAST WEST INVESTMENT ADVISORS, LLC | EAST WEST INVESTMENT ADVISORS, INC.

CRD#: 159038
Virginia
Registered Investment Advisory firm - Virginia (4/19/2012 Approved)

Contact Information

Main Address

Kinsale, VA

Phone Number

703-883-0770 X208

# of Employees

2

Documents

Latest Form ADV

Regulatory Assets Under Management

Total Number of Accounts

128

AUM (Assets Under Management)

$95,387,902

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1)Name of Business: East West Investment Advisors LLC Investment-related: Yes Address: Sandy Point, VA Nature of the other business: registered investment advisor for retail clients Position, title, or relationship with the other business: independent contractor/financial advisor Start date: 01/15/2021 Approx number of hours/month you devote to the other business: 10-15 Approx number of hours/month you devote to the other business during securities trading hours: 10-15 Describe your duties relating to the other business: working directly with the practice lead on administrative tasks and client services 2)Name of Business: Love Like That, Inc. Investment-related: No Address: 7935 Patriots Landing Pl. Quinton, VA 23141 Nature of the other business: Non-profit marriage ministry that provides counseling services to couples Position, title, or relationship with the other business: Director - no check-writing authority Start date: 04/27/17 Approx number of hours/month you devote to the other business: 1-2 Approx number of hours/month you devote to the other business during securities trading hours: 0 Describe your duties relating to the other business: Board Member advising the non-profit regarding strategic opportunities, budget and fund raising 3)Name of Business: Oyster Consulting LLC Investment-related: No Address: 4128 Innslake Drive Glen Allen, VA 23060 Nature of the other business: Providing comprehensive audit, compliance, financial, operations, technology, trading and management consulting to financial services firms Position, title, or relationship with the other business: Director Start date: 03/01/19 Approx number of hours/month you devote to the other business: 40 Approx number of hours/month you devote to the other business during securities trading hours: 30 Describe your duties relating to the other business: Providing comprehensive audit, compliance, financial, operations, technology, trading and management consulting to financial services firms.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing securities offerings such as stocks, bonds, and mutual funds through a broker-dealer.
IAR
Virginia
(1/15/2021)
RR
Virginia
(10/26/2021)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.Note:This rule does not apply to broker-dealer activity.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 65 — Uniform Investment Adviser Law Examination

Passed Mar 2018About the Series 65 exam

Series 63 — Uniform Securities Agent State Law Examination

Passed Mar 2003About the Series 63 exam

Series 52TO — Municipal Securities Representative Examination

Passed Jan 2023About the Series 52TO exam

Series 99TO — Operations Professional Examination

Passed Jan 2023About the Series 99TO exam

SIE — Securities Industry Essentials Examination

Passed Oct 2018About the SIE exam

Series 31 — Futures Managed Funds Examination

Passed Feb 2005About the Series 31 exam

Series 7 — General Securities Representative Examination

Passed Nov 2002About the Series 7 exam

Series 53 — Municipal Securities Principal Examination

Passed Jul 2008About the Series 53 exam

Series 24 — General Securities Principal Examination

Passed Apr 2003About the Series 24 exam
FINRA
SRO Registrations

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CRS (Client Relationship Summary) - RIA

Click below to view James Donlin's CRS (Customer Relationship Summary).

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