Michael R. Toscanini
Professional summary
Michael Richard Toscanini is a registered financial professional currently at ALEXANDER CAPITAL, L.P. located in Red Bank, New Jersey.
Michael is registered as a RR (Registered Representative) and started their career in finance in 1995. Michael has worked at 10 firms and has passed the Series 63, SIE, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Michael Richard Toscanini's CRS (Customer Relationship Summary).
Certified licenses
Experience
August 30, 2022 - Present
ALEXANDER CAPITAL, L.P.
Office #1: 10 Drs James Parker Blvd Suite 202, Red Bank, NJ 07701February 25, 2019 - May 31, 2022
NEWBRIDGE SECURITIES CORPORATION
June 1, 2018 - March 15, 2019
JOSEPH STONE CAPITAL L.L.C.
January 21, 2016 - May 31, 2018
WINDSOR STREET CAPITAL, LP
October 29, 2007 - January 25, 2016
NEWBRIDGE SECURITIES CORPORATION
July 27, 2007 - October 29, 2007
WFG INVESTMENTS, INC.
May 24, 2006 - August 15, 2007
WESTPARK CAPITAL, INC.
August 29, 2002 - June 5, 2006
WFG INVESTMENTS, INC.
August 26, 1997 - August 30, 2002
SCHNEIDER SECURITIES, INC.
May 22, 1997 - September 30, 1997
SIGNATOR INVESTORS, INC.
May 11, 1995 - April 24, 1997
PRESTON LANGLEY ASSET MANAGEMENT, INC.
January 30, 1995 - May 5, 1995
RUSSO SECURITIES INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(2/23/2023)
(2/23/2023)
(8/30/2022)
(8/30/2022)
(2/23/2023)
(11/30/2022)
(2/23/2023)
(8/30/2022)
(8/30/2022)
(9/14/2022)
(8/30/2022)
(8/30/2022)
Exams
FINRA
Current Firm
ALEXANDER CAPITAL, L.P.
CRD#: 40077 / SEC#: , 8-48957
Contact information
FINRA licenses (52 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| SENA MANAGEMENT LLC | PARTNER | |
| JSEC INC | PARTNER | |
| SALKIND, CATHERINE P | PARTNER | 7021439 |
| RUGGIERE, JOSEPH MATTHEW | PARTNER | 2548108 |
| RUGGIERE, WAYNE NMN | PARTNER | 7200730 |
| SALKIND, GENE Z | PARTNER | 7021417 |
| AMATO, JOSEPH ANTHONY | CEO | 2751635 |
| ELDREDGE, MICHAEL WILLIAM | BRANCH MANAGER ATL OFFICE | 2903014 |
| FAUCI, JODI | GENERAL SECS PRINCIPAL | 4189732 |
| FEMIANO, JOHN FRANCIS | GENERAL SECS PRINCIPAL, ANNUUITIES PRINCIPAL | 2132030 |
| FRANCONE, VITO ANTONIO II | COMPLIANCE ASSOCIATE | 2349326 |
| GUIDICIPIETRO, ROCCO GERARD | COO | 2489732 |
| KRISPEAL, RAQUEL E | SENIOR COMPLIANCE OFFICER, BRANCH MANAGER | 5733217 |
| MARTORANO, CARL MARIO | BRANCH MANAGER/OPERATIONS MANAGER/ROSFP | 2286051 |
| MESSINA, PAUL MICHAEL | GENERAL SECS PRINCIPAL, ROSFP, CO-MSRB PRINCIPAL | 5897543 |
| MISITI, MICHELE ANN | CHIEF COMPLIANCE OFFICER - ROSFP - AML OFFICER | 1931272 |
| ROTH, BARBARA NMN | PARTNER | 7200728 |
| SKOVRONCK, JEANPAUL CHARLES | DESIGNATED SUPERVISOR, DEPUTY AML OFFICER | 2744738 |
| STACK, TIMOTHY | SENIOR COMPLIANCE OFFICER | 1426363 |
| STAFFORD, LAWRENCE ROBERT | CHIEF TECHNOLOGY OFFICER | 7046577 |
| SULLIVAN, THOMAS FRANCIS | FINOP/CHIEF FINANCIAL OFFICER/CO-MSRB PRINCIPAL | 1145000 |
| THE SALKIND FAMILY FOUNDATION | PARTNER |
Disclosures
| Regulatory Event | 6 |
| Arbitration | 1 |
Red Flags
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