Christopher M. Lagana

TP ICAP GLOBAL MARKETS AMERICAS LLC

New York, NY 10281-1008

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CRD#: 2579124

Professional summary

Christopher Michael Lagana, who also goes by Christopher Michael Lagana, is a registered financial professional currently at TP ICAP GLOBAL MARKETS AMERICAS LLC located in New York, New York.

Christopher is registered as a RR (Registered Representative) and started their career in finance in 1995. Christopher has worked at 8 firms and has passed the Series 63, Series 19, SIE, Series 55, Series 25 and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

Christopher Michael Lagana

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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CRS (Client Relationship Summary) - BD

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Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

July 29, 2024 - Present

TP ICAP GLOBAL MARKETS AMERICAS LLC

Office #1: 200 Vesey Street 5th Fl And 6th Fl, New York, NY, 10281-1008

CRD#: 2762

New York, NY

Past

October 8, 2012 - November 4, 2015

MONTECITO ADVISORS, INC.

CRD#: 104004

NEW YORK, NY

Past

June 21, 2010 - June 19, 2012

MONTECITO ADVISORS, INC.

CRD#: 104004

NEW YORK, NY

Past

May 3, 2010 - September 29, 2017

GLOBAL DIRECT EQUITIES, LLC

CRD#: 124514

NEW YORK, NY

Past

August 11, 2008 - January 12, 2010

FIS BROKERAGE & SECURITIES SERVICES LLC

CRD#: 104162

HOBOKEN, NJ

Past

May 16, 2005 - April 17, 2008

JEFFERIES EXECUTION SERVICES, INC.

CRD#: 867

NEW YORK, NY

Past

May 6, 2004 - May 17, 2005

NANDRA GROUP, INC.

CRD#: 32850

NEW YORK, NY

Past

January 3, 2001 - April 28, 2004

DIRECT BROKERAGE, INC.

CRD#: 24907

NEW YORK, NY

Past

February 28, 1995 - December 21, 2000

SANDS BROTHERS & CO., LTD.

CRD#: 26816

NEW YORK, NY

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams

State Security Law Exam

Series 63

Date: 4/10/1995

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 19

Date: 8/26/2024

NYSE Floor Clerk - Equities Examination

General Industry/Product Exam

SIE

Date: 9/29/2017

Securities Industry Essentials Examination

General Industry/Product Exam

Series 55

Date: 3/23/2009

Limited Representative-Equity Trader Exam

General Industry/Product Exam

Series 25

Date: 5/9/2002

NYSE Trading Assistant Examination

General Industry/Product Exam

Series 7

Date: 2/27/1995

General Securities Representative Examination

SRO Registrations

New York Stock Exchange

Current Firm

TP ICAP GLOBAL MARKETS AMERICAS LLC

CRD#: 2762 / SEC#: , 8-12726

Broker-Dealer Firm Regulated by FINRA (New York district office)

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Contact information

Main Address

200 Vesey Street 6th Floor, New York, NY 10285

Mailing Address

200 Vesey Street 6th Floor, New York, NY 10285

Phone number

(201) 984-6889

Established

Delaware since 06/30/1998

Firm type

Limited Liability Company

Fiscal year end

December

Firm Size

Large

# of Employees

FINRA licenses (35 States and Territories)

Documents

Direct owners and executive officers

Name	Position	CRD#
ICAP GLOBAL BROKING INC.	SOLE MEMBER
BERNARDO, SHAWN FRANCIS	CEO	2513376
GOULET, STEPHEN PAUL	SENIOR MANAGING DIRECT/GENERAL COUNSEL/SECRETARY	4769810
HALLIGAN, BRIAN J	CHIEF COMPLIANCE OFFICER	5016364
PEZEU, CHRISTIAN JEAN MICHEL	PRINCIPAL FINANCIAL OFFICER	5661987

Disclosures

Regulatory Event

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

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Advisor Monitoring

Firm Stability Insights

Christopher M. Lagana

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Christopher Michael Lagana's CRS (Customer Relationship Summary).

Certified licenses

Experience

MONTECITO ADVISORS, INC.

MONTECITO ADVISORS, INC.

GLOBAL DIRECT EQUITIES, LLC

FIS BROKERAGE & SECURITIES SERVICES LLC

JEFFERIES EXECUTION SERVICES, INC.

NANDRA GROUP, INC.

DIRECT BROKERAGE, INC.

SANDS BROTHERS & CO., LTD.

State Registrations and Notice Filings

Exams

Series 63

Date: 4/10/1995

Series 19

Date: 8/26/2024

SIE

Date: 9/29/2017

Series 55

Date: 3/23/2009

Series 25

Date: 5/9/2002

Series 7

Date: 2/27/1995

New York Stock Exchange

Current Firm

TP ICAP GLOBAL MARKETS AMERICAS LLC

Contact information

FINRA licenses (35 States and Territories)

Documents

Direct owners and executive officers

Disclosures

Red Flags

Company Information

TP ICAP GLOBAL MARKETS AMERICAS LLC

TRUST BUT VERIFY

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