James J. Beeker
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
James Jeremiah Beeker, who also goes by Jmz Becker, was a registered financial professional .
James is a previously registered financial professional and started their career in finance in 1996. James had worked at 10 firms and has passed the Series 63, SIE, Series 7, Series 62 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
April 9, 2010 - February 24, 2015
TRADESPOT MARKETS INC.
October 31, 2008 - May 15, 2009
AURA FINANCIAL SERVICES, INC.
February 13, 2006 - November 5, 2008
BROOKVILLE CAPITAL PARTNERS
September 26, 2003 - March 8, 2006
BENSON YORK GROUP, INC.
October 9, 2002 - May 15, 2003
WOODSTOCK FINANCIAL GROUP, INC.
November 8, 2001 - October 10, 2002
NATIONAL SECURITIES CORPORATION
October 28, 1998 - March 22, 2001
FIRST LIBERTY INVESTMENT GROUP, INC.
July 8, 1998 - September 9, 1998
MORGAN, TAYLOR & ASSOCIATES, INC.
July 1, 1997 - July 10, 1998
D.L. CROMWELL INVESTMENTS, INC.
February 15, 1996 - June 20, 1997
BILTMORE SECURITIES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 62
Date: 1/26/1996
Corporate Securities Limited Representative ExaminationCurrent Firm
TRADESPOT MARKETS INC.
CRD#: 29683 / SEC#: , 8-44483
Contact information
FINRA licenses (1 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| BELOYAN, MARK BEDROS | PRESIDENT, CHIEF COMPLIANCE OFFICER,CFO, FINOP, POO, PFO | 1392748 |
| CRONUS EQUITY CAPITAL INVESTMENTS, LLC. | OWNER |
Disclosures
| Regulatory Event | 3 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
