Anthony E. Verello
Professional summary
Anthony Edward Verello was barred by the FINRA from acting as a broker or investment advisor or otherwise associating with a broker-dealer firm.
Anthony is a previously registered financial professional and started their career in finance in 1995. Prior to being barred, Anthony had worked at 4 firms, which includes WEATHERLY SECURITIES CORPORATION, NICHOLS SAFINA LERNER & CO. INC., J.W. BARCLAY & CO. INC., JOSEPH STEVENS & CO. INC..
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
June 23, 1997 - July 9, 1997
WEATHERLY SECURITIES CORPORATION
May 8, 1997 - June 9, 1997
NICHOLS, SAFINA, LERNER & CO. INC.
December 12, 1996 - May 1, 1997
J.W. BARCLAY & CO., INC.
April 24, 1995 - January 6, 1997
JOSEPH STEVENS & CO., INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
WEATHERLY SECURITIES CORPORATION
CRD#: 11081 / SEC#: , 8-29003
Contact information
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| WEATHERLY INTERNATIONAL, PLC | HOLDING COMPANY | |
| GEORGE, KENNETH RONALD | FINOP | |
| MARKS, KENNETH RYAN | VICE CHAIRMAN | 4479881 |
| MCKIERNAN, THOMAS ANTHONY | DIRECTOR OF OPERATIONS | |
| NAJARIAN, JACK GEORGE | CEO / CHAIRMAN | 2883669 |
| ODENTHAL, WILLIAM JOHN | CHIEF OPERATING OFFICER / PRESIDENT | 1345266 |
| SIERRA, JOE | BRANCH MANAGER / CHIEF ADMINISTRATIVE OFFICER | 1947654 |
| VITALE, ANTHONY VINCENT | HEAD OF TRADING | 2623131 |
| WARD, MICHAEL DAVID | MSRP - BOND PRINCIPAL | 1425173 |
| WILSON, JOHN JAMES | DIRECTOR OF COMPLIANCE |
Disclosures
| Regulatory Event | 12 |
| Arbitration | 2 |
Red Flags
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