Kevin P. Holleron

FORESIDE FINANCIAL SERVICES

Portland, ME 04101

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CRD#: 2578956

Professional summary

Kevin Patrick Holleron, who also goes by Kevin P Holleron, Kevin Patrick Holleron, is a registered financial professional currently at FORESIDE FINANCIAL SERVICES, LLC located in Portland, Maine.

Kevin is registered as a RR (Registered Representative) and started their career in finance in 1995. Kevin has worked at 12 firms and has passed the Series 66, Series 63, SIE, Series 7, Series 6 and Series 26 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

Kevin P Holleron | Kevin Patrick Holleron

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Kevin Patrick Holleron's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

February 5, 2026 - Present

FORESIDE FINANCIAL SERVICES, LLC

Office #1: 190 Middle Street Suite 301, Portland, ME 04101

CRD#: 148477

Portland, ME

Past

August 22, 2024 - December 11, 2025

ADVISORS ASSET MANAGEMENT, INC.

RIA

CRD#: 46727

Leesburg, VA

Past

August 20, 2024 - December 11, 2025

ADVISORS ASSET MANAGEMENT, INC.

CRD#: 46727

MONUMENT, CO

Past

October 9, 2020 - August 19, 2024

HINES PRIVATE WEALTH SOLUTIONS LLC

CRD#: 128145

HOUSTON, TX

Past

August 25, 2020 - September 15, 2020

OSAIC WEALTH, INC.

RIA

CRD#: 23131

SAN ANTONIO, TX

Past

August 25, 2020 - September 15, 2020

OSAIC WEALTH, INC.

CRD#: 23131

SAN ANTONIO, TX

Past

September 6, 2018 - July 18, 2019

CAPITAL CLIENT GROUP, INC.

RIA

CRD#: 6247

SAN ANTONIO, TX

Past

August 31, 2018 - July 18, 2019

CAPITAL CLIENT GROUP, INC.

CRD#: 6247

SAN ANTONIO, TX

Past

December 3, 2012 - December 19, 2016

FS INVESTMENT SOLUTIONS, LLC

CRD#: 145244

PHILADELPHIA, PA

Past

February 15, 2011 - November 19, 2015

EAGLE ASSET MANAGEMENT INC

RIA

CRD#: 110653

ST. PETERSBURG, FL

Past

January 6, 2011 - December 3, 2012

CARILLON FUND DISTRIBUTORS, INC.

CRD#: 139749

ST. PETERSBURG, FL

Past

February 16, 2010 - December 9, 2010

COREBRIDGE CAPITAL SERVICES, INC.

CRD#: 13158

JERSEY CITY, NJ

Past

May 5, 2006 - February 17, 2009

VAN KAMPEN ADVISORS INC

RIA

CRD#: 104703

HOUSTON, TX

Past

August 6, 2002 - February 17, 2009

INVESCO CAPITAL MARKETS, INC.

CRD#: 6939

HOUSTON, TX

Past

March 8, 1995 - August 9, 2002

INVESCO DISTRIBUTORS, INC.

CRD#: 7369

HOUSTON, TX

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Arkansas
(2/12/2026)

Colorado
(2/10/2026)

Delaware
(2/10/2026)

District of Columbia
(2/11/2026)

Kansas
(2/9/2026)

Louisiana
(2/9/2026)

Maryland
(2/10/2026)

New Mexico
(2/10/2026)

Oklahoma
(2/10/2026)

Texas
(2/9/2026)

Virginia
(2/10/2026)

Exams

State Security Law Exam

IAR

Series 66

Date: 7/16/2004

Uniform Combined State Law Examination

State Security Law Exam

Series 63

Date: 1/20/1999

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 10/31/2002

General Securities Representative Examination

General Industry/Product Exam

Series 6

Date: 2/21/1995

Investment Company Products/Variable Contracts Representative Examination

Principal/Supervisory Exam

Series 26

Date: 2/1/2000

Investment Company Products/Variable Contracts Principal Examination

SRO Registrations

FINRA

Current Firm

FORESIDE FINANCIAL SERVICES, LLC

BHIL DISTRIBUTORS, INC. | FORESIDE FINANCIAL SERVICES, LLC | BHIL DISTRIBUTORS, LLC

CRD#: 148477 / SEC#: , 8-68027

Broker-Dealer Firm Regulated by FINRA (Boston district office)

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Contact information

Main Address

190 Middle Street Suite 301, Portland, ME 04101

Mailing Address

190 Middle Street Suite 301, Portland, ME 04101

Phone number

(866) 251-6920

Established

Delaware since 07/31/2016

Firm type

Limited Liability Company

Fiscal year end

December

Firm Size

Medium

# of Employees

FINRA licenses (53 States and Territories)

Documents

Direct owners and executive officers

Name	Position	CRD#
FORESIDE DISTRIBUTORS, LLC	DIRECTOR OWNER/SOLE MEMBER
BRUNNER, JENNIFER ANNE	VICE PRESIDENT/CHIEF COMPLIANCE OFFICER	1137783
COWAN, TERESA MARIA KAZMIERSKI	PRESIDENT/MANAGER/DIRECTOR	1544189
EDELMAN, GABRIEL	SECRETARY	6654419
LA FOND, SUSAN LORENE	TREASURER	4512785
LANZA, CHRISTOPHER CONTE	VICE PRESIDENT	2184856
MACCHIA, KATE SCHENDEL	VICE PRESIDENT	4863973
SOMMERS, WESTON	CFO/FINOP	5290145

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Kevin P. Holleron

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Kevin Patrick Holleron's CRS (Customer Relationship Summary).

Certified licenses

Experience

ADVISORS ASSET MANAGEMENT, INC.

ADVISORS ASSET MANAGEMENT, INC.

HINES PRIVATE WEALTH SOLUTIONS LLC

OSAIC WEALTH, INC.

OSAIC WEALTH, INC.

CAPITAL CLIENT GROUP, INC.

CAPITAL CLIENT GROUP, INC.

FS INVESTMENT SOLUTIONS, LLC

EAGLE ASSET MANAGEMENT INC

CARILLON FUND DISTRIBUTORS, INC.

COREBRIDGE CAPITAL SERVICES, INC.

VAN KAMPEN ADVISORS INC

INVESCO CAPITAL MARKETS, INC.

INVESCO DISTRIBUTORS, INC.

State Registrations and Notice Filings

Exams

Series 66

Date: 7/16/2004

Series 63

Date: 1/20/1999

SIE

Date: 10/1/2018

Series 7

Date: 10/31/2002

Series 6

Date: 2/21/1995

Series 26

Date: 2/1/2000

FINRA

Current Firm

FORESIDE FINANCIAL SERVICES, LLC

Contact information

FINRA licenses (53 States and Territories)

Documents

Direct owners and executive officers

Red Flags

Company Information

FORESIDE FINANCIAL SERVICES, LLC

TRUST BUT VERIFY

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