PS
Philip G. Siciliano
PTS BROKERAGE
LINCROFT, NJ
Some features on this profile are disabled
CRD#: 2578926
PS
Professional summary
Philip Gino Siciliano, who also goes by Phil G Siciliano, is a registered financial advisor currently at PTS BROKERAGE, LLC located in Lincroft, New Jersey.
Philip is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1995. Philip has worked at 3 firms and has passed the Series 65, Series 63, SIE, Series 7 and Series 6 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Phil G Siciliano
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1.LICENSED AS INSURANCE BROKER TO SELL LIFE, HEALTH AND PC INSURANCE THROUGH GENERAL AGENCIES. 40 HRS/WK & TRADING HRS.STARTED: 1995
2. AMERICAN MILLENIUM COMPANY LLC (DBA AMERICAN MORTGAGE COMPANY) - 601 MURRAY ROAD, EAST HANOVER, NJ 07936. NATURE OF BUSINESS: MORTGAGES. POSITION: W-2 EMPLOYEE. SPECIFIC DUTIES INCLUDE SELLING RESIDENTIAL AND COMMERCIAL LOANS. START DATE: 11/7/08. APPROX 10 HRS/MTH. NOT INVESTMENT RELATED.
3. PHILIP G SICILIANO. REFERRAL AGENT. 65 SWIMMING RIVER ROAD LINCROFT, NJ 07738. 1 HR/MO 0 HR/MO DURING TRADING. DUTIES: REFER CLIENTS TO OTHER FINANCIAL PROFESSIONALS. START DATE: 4/17/15.
CRS (Client Relationship Summary) - RIA
Click below to view Philip Gino Siciliano's CRS (Customer Relationship Summary).
CRS (Client Relationship Summary) - BD
Click below to view Philip Gino Siciliano's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
September 13, 2006 - Present
PTS BROKERAGE, LLC
RIA
BD
CRD#: 119307
LINCROFT, NJ
Current
September 13, 2006 - Present
PTS BROKERAGE, LLC
Office #1: 125 Gaither Drive Suite C, Mount Laurel, NJ 08054Office #2: Eastgate Business Center 125 C Gaither Dr, Mt. Laurel, NJ 08054RIA
BD
CRD#: 119307
Mount Laurel, NJ
Past
July 30, 2002 - September 19, 2006
EQUITABLE ADVISORS, LLC
RIA
CRD#: 6627
MANASQUAN, NJ
Past
May 9, 1995 - January 5, 2000
THE EQUITABLE LIFE ASSURANCE SOCIETY OF THE UNITED STATES
BD
CRD#: 4039
NEW YORK, NY
Past
May 9, 1995 - September 19, 2006
EQUITABLE ADVISORS, LLC
BD
CRD#: 6627
MANASQUAN, NJ
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
New Jersey(9/13/2006)
IAR
New Jersey(9/13/2006)
RR
New York(9/13/2006)
RR
North Carolina(1/4/2013)
RR
Pennsylvania(9/13/2006)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
PB
PTS BROKERAGE, LLC
PROFESSIONAL TRADING SERVICES BROKERAGE, LLC | PTS BROKERAGE, LLC
CRD#: 119307 / SEC#: , 8-65173
Delaware
Registered Investment Advisory firm - SEC (2/22/2024 Approved)Florida
Registered Investment Advisory firm - SEC (11/30/2011 Approved)Maryland
Registered Investment Advisory firm - SEC (4/29/2024 Approved)New Jersey
Registered Investment Advisory firm - SEC (6/25/2004 Approved)New York
Registered Investment Advisory firm - SEC (9/26/2011 Approved)North Carolina
Registered Investment Advisory firm - SEC (12/31/2012 Terminated)Pennsylvania
Registered Investment Advisory firm - SEC (8/25/2011 Approved)BD
Broker-Dealer Firm Regulated by FINRA (Woodbridge district office)
Upgrade to AdvisorCheck Premium
Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.
Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.
See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.
Contact information
Main Address
125 Gaither Drive 125 C Gaither Dr, Mt. Laurel, NJ 08054
Mailing Address
125 Gaither Drive Suite C, Mount Laurel, NJ 08054-1706
Phone number
(856) 802-9400
Established
New Jersey since 10/09/2001
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Small
# of Employees
20
FINRA licenses (17 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 460 |
| AUM (Assets Under Management) | $ 106,900,000 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
