John J. Hollingshead
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
John Joel Hollingshead was a registered financial professional .
John is a previously registered financial professional and started their career in finance in 1995. John had worked at 7 firms and has passed the Series 63 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
September 9, 2011 - September 25, 2013
FORESTERS EQUITY SERVICES, INC.
February 3, 2011 - August 31, 2011
GROVE POINT INVESTMENTS, LLC
May 8, 2006 - December 31, 2010
CETERA WEALTH SERVICES, LLC
October 31, 2003 - May 12, 2006
INVEST FINANCIAL CORPORATION
March 31, 2003 - November 4, 2003
BERTHEL, FISHER & COMPANY FINANCIAL SERVICES, INC.
November 26, 1997 - March 31, 2003
CONTINENTAL CAPITAL INVESTMENT SERVICES, INC.
February 13, 1995 - November 21, 1997
ADVANTAGE CAPITAL CORPORATION
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
FORESTERS EQUITY SERVICES, INC.
CRD#: 18464 / SEC#: 801-77880, 8-36703
Contact information
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| THE INDEPENDENT ORDER OF FORESTERS ("IOF") | OWNER | |
| GERB, JASON HARRIS | CHIEF COMPLIANCE OFFICER | 3021815 |
| GIL, JUDITH ELAINE | VICE PRESIDENT COMPLIANCE | 2707895 |
| MALECHUK, LAURA ANN | FINANCIAL OPERATIONS PRINCIPAL | 1105982 |
| MCDONOUGH, MARK E | VP OPERATIONS | 4254608 |
| REABURN, PAUL DOUGLAS | DIRECTOR | 4125521 |
| SMITH, FRANK LEO | PRESIDENT | 2080590 |
| SMITH, FRANK LEO | DIRECTOR | 2080590 |
Disclosures
| Regulatory Event | 2 |
Red Flags
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