Douglas M. Dorr
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Douglas Mclean Dorr, who also goes by Douglas Mc Lean Dorr, Douglas Dorr, was a registered financial professional .
Douglas is a previously registered financial professional and started their career in finance in 1995. Douglas had worked at 15 firms and has passed the Series 65, Series 63, Series 7, Series 6 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
September 19, 2018 - January 23, 2020
ANCHOR CAPITAL
October 30, 2017 - August 28, 2018
MOTIF CAPITAL MANAGEMENT, INC.
September 12, 2012 - October 25, 2017
WINTERSET INVESTMENTS, LLC
January 8, 2010 - September 25, 2012
CMG CAPITAL MANAGEMENT GROUP, INC.
August 29, 2006 - October 21, 2008
NATCITY INVESTMENTS, INC.
August 25, 2006 - October 21, 2008
NATCITY INVESTMENTS, INC.
February 17, 2005 - August 15, 2006
ALLIANZ LIFE FINANCIAL SERVICES, LLC
August 22, 2003 - February 15, 2005
THE HOUSEHOLDER GROUP, ESTATE & RETIREMENT SPECIALISTS
July 11, 2003 - February 18, 2005
SUNAMERICA SECURITIES, INC.
December 5, 2001 - January 30, 2003
SAGE DISTRIBUTORS, INC.
July 12, 1999 - August 1, 2001
PNC BROKERAGE CORP
December 9, 1998 - June 9, 1999
COMMONWEALTH FINANCIAL NETWORK
October 10, 1997 - October 30, 1998
EQUITABLE DISTRIBUTORS, LLC
August 16, 1996 - September 17, 1997
FORTH FINANCIAL SECURITIES, CORPORATION
November 2, 1995 - August 23, 1996
ROBERT W. BAIRD & CO. INCORPORATED
November 2, 1995 - August 23, 1996
NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC
Primary Firm SEC Registration
ANCHOR CAPITAL
CRD#: 123543 / SEC#: 801-61643
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
ANCHOR CAPITAL
CRD#: 123543 / SEC#: 801-61643
Contact information
SEC notice filing (3 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 33 |
| AUM (Assets Under Management) | $ 309,644,363 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
