Christopher James Powers
Professional Summary
Christopher James Powers is a registered financial advisor currently at WMGNA located in Farmington, Connecticut and ARKADIOS CAPITAL located in Farmington, Connecticut. Christopher is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1995. Christopher has worked at 6 firms and has passed the Series 65, Series 63, SIE, Series 31 and Series 7 exams.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
There are no additional aliases reported.
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Videos & Posts
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Contact Information
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Disclosures on record.
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Years of Experience
31 years in the financial services industry
Current & Past Employments
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Current Firm
WEALTH MANAGEMENT GROUP OF NORTH AMERICA, LLC | WMGNA; AND WMGNA, LLC | WMGNA, LLC | WMGNA
Contact Information
Main Address
10 Talcott Notch Road Suite 103, Farmington, CT 06032Phone Number
(860) 679-5255# of Employees
9SEC notice filing (9 States and Territories)
Registered to provide investment advisory services in 9 US states and territories.
Regulatory Assets Under Management
Total Number of Accounts
983AUM (Assets Under Management)
$346,446,708Similar Advisors
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Other business activities
Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
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Primary Firm SEC Registration
WEALTH MANAGEMENT GROUP OF NORTH AMERICA, LLC | WMGNA; AND WMGNA, LLC | WMGNA, LLC | WMGNA
State Registrations and Notice Filings
(12/10/2018)
(11/11/2024)
(11/11/2024)
(12/4/2024)
(11/12/2024)
(11/11/2024)
Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.Note:This rule does not apply to broker-dealer activity.
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
SRO Registrations
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CRS (Client Relationship Summary) - RIA
Click below to view Christopher James Powers's CRS (Customer Relationship Summary).
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