Jason R. Clark
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Jason Ray Clark was a registered financial professional .
Jason is a previously registered financial professional and started their career in finance in 1995. Jason had worked at 7 firms and has passed the Series 66, Series 63, Series 7 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
July 11, 2007 - December 31, 2023
CLARK BROTHERS INVESTMENTS
March 13, 2007 - April 3, 2007
WM SMITH & CO.
August 19, 2005 - August 31, 2005
JANCO PARTNERS, INC.
November 9, 2004 - February 15, 2005
QUEST CAPITAL STRATEGIES, INC.
August 27, 1997 - February 15, 2005
QUEST CAPITAL STRATEGIES, INC.
October 26, 1995 - March 12, 1996
JOSEPH CHARLES & ASSOC., INC.
September 14, 1995 - October 20, 1995
DICKINSON & CO.
May 8, 1995 - July 25, 1995
DICKINSON & CO.
January 11, 1995 - May 4, 1995
WORKMAN SECURITIES CORPORATION
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
CLARK BROTHERS INVESTMENTS
CRD#: 143777 / SEC#: 801-117731
Contact information
Regulatory assets under management
| Total Number of Accounts | 75 |
| AUM (Assets Under Management) | $ 20,000,000 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
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