Barbara A. Gulin

BG WEALTH ADVISORY

Mission, KS 66202

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CRD#: 2578530

Professional summary

Barbara Ann Gulin, who also goes by Barbara Ann Rubino, is a registered financial advisor currently at BG WEALTH ADVISORY, LLC located in Mission, Kansas.

Barbara is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2003. Barbara has worked at 2 firms and has passed the Series 65, Series 63 and Series 6 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Barbara Ann Rubino

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Barbara Ann Gulin's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

April 25, 2018 - Present

BG WEALTH ADVISORY, LLC

Office #1: 5700 Broadmoor Suite 500, Mission, KS 66202

RIA

CRD#: 164471

Mission, KS

Past

January 20, 2005 - December 31, 2006

TRANSAMERICA FINANCIAL ADVISORS, INC.

CRD#: 3600

LOS ANGELES, CA

Past

November 4, 2003 - December 31, 2004

TRANSAMERICA FINANCIAL ADVISORS, INC.

CRD#: 3600

LOS ANGELES, CA

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Florida
(8/7/2024)

IAR

Kansas
(5/9/2018)

IAR

Missouri
(4/12/2024)

IAR

Nebraska
(11/14/2024)

IAR

North Carolina
(9/18/2025)

IAR

Texas
(4/25/2018)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 3/28/2018

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 11/3/2003

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 6

Date: 11/3/2003

Investment Company Products/Variable Contracts Representative Examination

Current Firm

BG WEALTH ADVISORY, LLC

BG WEALTH ADVISORY, LLC | SAFE HARBOR FINANCIAL PLANNING GROUP, LLC | FEDERAL RETIREMENT COACH

CRD#: 164471 / SEC#:

Florida

Registered Investment Advisory firm - (8/7/2024 Approved)

Kansas

Registered Investment Advisory firm - (7/12/2012 Approved)

Louisiana

Registered Investment Advisory firm - (12/31/2023 Terminated)

Missouri

Registered Investment Advisory firm - (6/14/2012 Approved)

Nebraska

Registered Investment Advisory firm - (11/14/2024 Approved)

North Carolina

Registered Investment Advisory firm - (9/18/2025 Approved)

Texas

Registered Investment Advisory firm - (2/4/2015 Approved)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

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Contact information

Main Address

5700 Broadmoor Suite 500, Mission, KS 66202

Mailing Address

Phone number

(913) 553-6222

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Barbara A. Gulin

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Barbara Ann Gulin's CRS (Customer Relationship Summary).

Certified licenses

Experience

BG WEALTH ADVISORY, LLC

TRANSAMERICA FINANCIAL ADVISORS, INC.

TRANSAMERICA FINANCIAL ADVISORS, INC.

State Registrations and Notice Filings

Exams

Series 65

Date: 3/28/2018

Series 63

Date: 11/3/2003

Series 6

Date: 11/3/2003

Current Firm

BG WEALTH ADVISORY, LLC

Contact information

Documents

Red Flags

Company Information

BG WEALTH ADVISORY, LLC

TRUST BUT VERIFY

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