Robert P. Fry
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Robert Paul Fry JR. was a registered financial professional .
Robert is a previously registered financial professional and started their career in finance in 2000. Robert had worked at 3 firms and has passed the Series 65, Series 66, Series 7 and Series 2 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
December 9, 2014 - September 23, 2016
MATRIX CAPITAL GROUP, INC.
October 6, 2011 - January 9, 2014
MATRIX CAPITAL GROUP, INC.
November 8, 2007 - January 9, 2014
MATRIX CAPITAL GROUP, INC.
January 27, 2004 - May 15, 2007
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
January 13, 2004 - May 15, 2007
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
December 20, 2000 - January 13, 2004
MERRILL LYNCH TRUST COMPANY, FSB
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 2
Date: 4/11/1995
Non-Member General Securities ExaminationCurrent Firm
MATRIX CAPITAL GROUP, INC.
CRD#: 33364 / SEC#: 801-61224, 8-46398
Contact information
Direct owners and executive officers
Disclosures
| Regulatory Event | 3 |
| Arbitration | 1 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
